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DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.5M +$1.47M +95,448 +8%
Wells Fargo
2
Wells Fargo
California
$16.4M +$3.17M +206,471 +23%
AAM
3
Advisors Asset Management
Colorado
$11.8M -$4.82M -313,805 -28%
GC
4
Guggenheim Capital
Illinois
$8.79M -$830K -54,018 -8%
FIMG
5
Financial & Investment Management Group
Michigan
$8.37M +$3.07M +199,698 +54%
UBS Group
6
UBS Group
Switzerland
$7.94M +$2.39M +155,787 +41%
CA
7
Cornerstone Advisors
North Carolina
$5.6M +$941K +61,264 +19%
Invesco
8
Invesco
Georgia
$4.48M -$1.77M -115,513 -28%
RJA
9
Raymond James & Associates
Florida
$4.34M +$557K +36,232 +14%
1CP
10
1607 Capital Partners
Virginia
$3.64M +$238K +15,511 +7%
PPA
11
Parametric Portfolio Associates
Washington
$3.05M -$260K -16,905 -8%
PCP
12
Proficio Capital Partners
Massachusetts
$2.21M +$2.3M +149,909 New
MC
13
Matisse Capital
Oregon
$2.01M +$2.09M +136,362 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2M -$30.8K -2,003 -1%
RCM
15
Rivernorth Capital Management
Florida
$1.66M +$1.73M +112,550 New
SG Americas Securities
16
SG Americas Securities
New York
$1.5M +$1.56M +101,493 New
LCM
17
Landscape Capital Management
New Jersey
$1.31M +$1.15M +75,142 +549%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$977K -$69.6K -4,532 -6%
LPL Financial
19
LPL Financial
California
$829K +$400K +26,020 +85%
First Trust Advisors
20
First Trust Advisors
Illinois
$783K -$56.3K -3,667 -6%
WAM
21
Weiss Asset Management
Massachusetts
$773K +$806K +52,461 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$710K -$144K -9,357 -16%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$544K +$567K +36,916 New
Bank of America
24
Bank of America
North Carolina
$521K -$18.1K -1,177 -3%
CCP
25
Clough Capital Partners
Massachusetts
$521K +$544K +35,400 New
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