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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.1M +$1M +112,622 +7%
CA
2
Cornerstone Advisors
North Carolina
$6.56M +$3.92M +441,598 +161%
Wells Fargo
3
Wells Fargo
California
$6.32M +$765K +86,139 +14%
SCM
4
Saba Capital Management
New York
$4.99M +$2.82M +317,888 +140%
KIM
5
Karpus Investment Management
New York
$4.01M +$2.07M +232,688 +113%
LCM
6
Landscape Capital Management
New Jersey
$3.78M +$1.17M +131,914 +47%
Allspring Global Investments
7
Allspring Global Investments
North Carolina
$3.61M +$3.5M +394,026 New
UBS Group
8
UBS Group
Switzerland
$3.29M +$2.5M +281,902 +368%
WAM
9
Wolverine Asset Management
Illinois
$2.73M +$334K +37,589 +14%
LPL Financial
10
LPL Financial
California
$2.63M +$853K +96,030 +50%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2.15M +$158K +17,772 +8%
RL
12
RPO LLC
Connecticut
$2.09M +$1.03M +115,822 +103%
Cohen & Steers
13
Cohen & Steers
New York
$1.77M +$133K +15,000 +8%
BFM
14
Boothbay Fund Management
New York
$1.59M +$496K +55,876 +48%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.51M -$540K -60,800 -27%
RJA
16
Raymond James & Associates
Florida
$1.28M +$370K +41,625 +43%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.03M -$84.3K -9,494 -8%
AA
18
AQR Arbitrage
Connecticut
$969K +$939K +105,707 New
JWCA
19
J.W. Cole Advisors
Florida
$896K +$325K +36,566 +60%
Truist Financial
20
Truist Financial
North Carolina
$726K -$950K -107,016 -57%
SRSA
21
S.R. Schill & Associates
Washington
$636K +$4.12K +464 +0.7%
EAM
22
Eschler Asset Management
United Kingdom
$631K -$88.8K -10,000 -12%
QC
23
Quantedge Capital
Singapore
$508K +$206K +23,200 +72%
AAM
24
Advisors Asset Management
Colorado
$500K +$249K +27,995 +106%
DA
25
Doliver Advisors
Texas
$492K