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Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.3M -$259K -16,413 -1%
UBS Group
2
UBS Group
Switzerland
$9.8M -$100K -6,314 -1%
Wells Fargo
3
Wells Fargo
California
$9.3M +$385K +24,433 +4%
Advisors Asset Management
4
Advisors Asset Management
Colorado
$7.26M -$970K -61,494 -12%
Raymond James & Associates
5
Raymond James & Associates
Florida
$6.82M +$202K +12,839 +3%
Parametric Portfolio Associates
6
Parametric Portfolio Associates
Washington
$6.59M +$1.2M +75,941 +22%
Guggenheim Capital
7
Guggenheim Capital
Illinois
$6.09M -$521K -33,035 -8%
Laurion Capital Management
8
Laurion Capital Management
New York
$4.38M +$4.45M +282,291 New
Stifel Financial
9
Stifel Financial
Missouri
$3.23M +$388K +24,589 +13%
Proficio Capital Partners
10
Proficio Capital Partners
Massachusetts
$2.86M +$41.6K +2,640 +1%
CA
11
Cornerstone Advisors
North Carolina
$2.72M +$2.15M +136,331 +350%
Janus Henderson Group
12
Janus Henderson Group
$2.5M – – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.06M -$109K -6,881 -5%
Global Financial Private Capital
14
Global Financial Private Capital
Florida
$2.02M +$316K +20,046 +18%
Raymond James Financial Services Advisors
15
Raymond James Financial Services Advisors
Florida
$1.85M +$107K +6,781 +6%
Bank of America
16
Bank of America
North Carolina
$1.46M -$30.1K -1,908 -2%
Jaffetilchin Investment Partners
17
Jaffetilchin Investment Partners
Florida
$1.34M -$29.6K -1,879 -2%
Ladenburg Thalmann Financial Services
18
Ladenburg Thalmann Financial Services
Florida
$944K +$183K +11,625 +24%
Wolverine Asset Management
19
Wolverine Asset Management
Illinois
$746K +$758K +48,082 New
StrategIQ Financial Group
20
StrategIQ Financial Group
Indiana
$590K – – –
Zazove Associates
21
Zazove Associates
Nevada
$525K – – –
Millennium Management
22
Millennium Management
New York
$524K +$533K +33,772 New
Invesco
23
Invesco
Georgia
$495K -$34.6K -2,194 -6%
Doliver Advisors
24
Doliver Advisors
Texas
$493K +$134K +8,486 +36%
Weiss Asset Management
25
Weiss Asset Management
Massachusetts
$471K +$479K +30,357 New