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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.7M +$703K +61,920 +4%
UBS Group
2
UBS Group
Switzerland
$8.03M +$962K +84,752 +15%
Wells Fargo
3
Wells Fargo
California
$5.14M -$588K -51,821 -11%
RJA
4
Raymond James & Associates
Florida
$4.92M +$111K +9,811 +2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.16M +$112K +9,871 +4%
AAM
6
Advisors Asset Management
Colorado
$2.67M -$959K -84,533 -28%
Truist Financial
7
Truist Financial
North Carolina
$2.61M +$445K +39,215 +22%
SLWS
8
Swaine & Leidel Wealth Services
Florida
$2.58M -$101K -8,896 -4%
PPA
9
Parametric Portfolio Associates
Washington
$2.17M +$22.7K +1,999 +1%
CA
10
Cornerstone Advisors
North Carolina
$2M -$4.9M -431,814 -73%
LCM
11
Landscape Capital Management
New Jersey
$1.81M +$1.11M +98,243 +195%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.67M -$21K -1,852 -1%
GC
13
Guggenheim Capital
Illinois
$1.51M -$727K -64,039 -34%
JWCA
14
J.W. Cole Advisors
Florida
$1.1M -$73.8K -6,506 -7%
GSEP
15
Golden State Equity Partners
California
$1.05M +$980K +86,395 New
AF
16
Advisornet Financial
Minnesota
$928K +$2.84K +250 +0.3%
Osaic Holdings
17
Osaic Holdings
Arizona
$888K -$1.74M -153,770 -68%
LWM
18
Laidlaw Wealth Management
New York
$866K +$112K +9,895 +16%
QC
19
Quantedge Capital
Singapore
$807K +$751K +66,152 New
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$778K +$697K +61,438 New
Bank of America
21
Bank of America
North Carolina
$762K -$32.9K -2,904 -4%
LPL Financial
22
LPL Financial
California
$755K -$70K -6,174 -9%
SRSA
23
S.R. Schill & Associates
Washington
$660K -$8.32K -733 -1%
PAG
24
Private Advisor Group
New Jersey
$601K
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$549K +$9.26K +816 +2%