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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$31.2M +$5.91M +274,616 +23%
Morgan Stanley
2
Morgan Stanley
New York
$25.2M +$3.48M +161,630 +16%
Wells Fargo
3
Wells Fargo
California
$18.6M -$1.06M -49,042 -5%
GC
4
Guggenheim Capital
Illinois
$14M +$3.28M +152,419 +31%
Invesco
5
Invesco
Georgia
$10.9M -$794K -36,885 -7%
UBS Group
6
UBS Group
Switzerland
$5.19M +$5.17M +239,906 New
LNB
7
Ledyard National Bank
$4.22M +$247K +11,494 +6%
RJA
8
Raymond James & Associates
Florida
$3.83M +$263K +12,233 +7%
PPA
9
Parametric Portfolio Associates
Washington
$3.67M +$216K +10,053 +6%
CA
10
Cornerstone Advisors
North Carolina
$3.5M -$1.47M -68,240 -30%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.91M +$242K +11,250 +9%
GFM
12
Gramercy Funds Management
Connecticut
$2.72M -$3.26M -151,211 -55%
1CP
13
1607 Capital Partners
Virginia
$1.79M -$15.1K -702 -0.8%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1.33M +$1.22M +56,603 +1,161%
DA
15
Doliver Advisors
Texas
$1.23M +$1.23M +56,918 New
First Trust Advisors
16
First Trust Advisors
Illinois
$1.22M +$88.8K +4,125 +8%
NPC
17
National Planning Corporation
California
$1.15M -$41.5K -1,928 -3%
LPL Financial
18
LPL Financial
California
$1.06M +$126K +5,872 +14%
Bank of America
19
Bank of America
North Carolina
$956K -$163K -7,585 -15%
AIM
20
Assured Investment Management
New York
$906K
SYBT
21
Stock Yards Bank & Trust
Kentucky
$623K +$620K +28,800 New
SMC
22
Smith, Moore & Co
Missouri
$605K -$4.78K -222 -0.8%
FAM
23
Formidable Asset Management
Ohio
$554K -$1.81K -84 -0.3%
Citigroup
24
Citigroup
New York
$424K +$2.88K +134 +0.7%
SAM
25
SignalPoint Asset Management
Missouri
$353K +$474 +22 +0.1%