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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.7M +$273K +14,398 +2%
Wells Fargo
2
Wells Fargo
California
$14.1M -$1.44M -76,015 -9%
Invesco
3
Invesco
Georgia
$8.87M +$1.7M +89,452 +24%
AAM
4
Advisors Asset Management
Colorado
$6.6M +$3.78M +199,027 +136%
LNB
5
Ledyard National Bank
$3.65M -$718K -37,834 -17%
GC
6
Guggenheim Capital
Illinois
$2.93M +$2.21M +116,292 +313%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.18M -$70.9K -3,737 -3%
PPA
8
Parametric Portfolio Associates
Washington
$1.95M +$187K +9,876 +11%
U
9
UBS
Switzerland
$1.92M +$530K +27,923 +38%
CA
10
Cornerstone Advisors
North Carolina
$1.84M -$165K -8,714 -8%
TC
11
TFS Capital
Pennsylvania
$1.65M +$591K +31,124 +56%
RJA
12
Raymond James & Associates
Florida
$1.43M +$355K +18,689 +33%
Bank of America
13
Bank of America
North Carolina
$1M -$446K -23,490 -31%
First Trust Advisors
14
First Trust Advisors
Illinois
$1M +$100K +5,273 +11%
AIM
15
Assured Investment Management
New York
$799K
KFS
16
KMS Financial Services
Washington
$697K +$197K +10,400 +40%
PP
17
Paloma Partners
Connecticut
$658K +$655K +34,506 New
LPL Financial
18
LPL Financial
California
$588K +$38K +2,004 +7%
FAM
19
Formidable Asset Management
Ohio
$479K -$102K -5,400 -17%
RCM
20
Robinson Capital Management
Michigan
$435K +$432K +22,754 New
Citigroup
21
Citigroup
New York
$409K +$29.4K +1,550 +8%
SAM
22
SignalPoint Asset Management
Missouri
$357K +$68.4K +3,605 +24%
WS
23
Wedbush Securities
California
$352K +$50.1K +2,640 +17%
VKH
24
Virtu KCG Holdings
New York
$232K +$231K +12,149 New
FAM
25
Forty4 Asset Management
Illinois
$208K