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State Street SPDR Dow Jones Industrial Average ETF Trust

267 hedge funds and large institutions have $4.4B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more call options, than puts

Call options by funds: $1.91B | Put options by funds: $1.32B

3% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 35

2% less funds holding

Funds holding: 273267 (-6)

4.11% less ownership

Funds ownership: 45.44%41.34% (-4.1%)

20% less repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 96

20% less capital invested

Capital invested by funds: $5.51B → $4.4B (-$1.1B)

21% less funds holding in top 10

Funds holding in top 10: 3427 (-7)

Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.65%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M
Name Holding Trade Value Shares
Change
Change in
Stake
William Blair & Company
201
William Blair & Company
Illinois
$279K -$125K -819 -31%
STI
202
Susquehanna Trust & Investment
Pennsylvania
$279K
DCM
203
Donaldson Capital Management
Indiana
$275K -$18.5K -121 -6%
CSIC
204
Clifford Swan Investment Counsel
California
$273K
PG
205
PEAK6 Group
Illinois
$257K +$520K +3,408 New
SSWM
206
Sheets Smith Wealth Management
North Carolina
$257K
WA
207
Waverly Advisors
Alabama
$250K +$22.9K +150 +10%
TC
208
Telemus Capital
Michigan
$250K +$253K +1,655 New
HI
209
Horizon Investments
North Carolina
$249K -$70.3M -460,547 -100%
FCCM
210
First City Capital Management
Georgia
$245K +$248K +1,625 New
AP
211
Appleton Partners
Massachusetts
$245K
QC
212
QCM Cayman
Texas
$242K +$244K +1,601 New
PWAP
213
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$240K +$243K +1,590 New
CMP
214
Courage Miller Partners
Virginia
$236K
UR
215
USCA RIA
Texas
$228K -$274K -1,794 -54%
BUB
216
BBVA USA Bancshares
Texas
$227K -$1.22K -8 -0.5%
CGT
217
Capital Guardian Trust
California
$227K +$229K +1,500 New
BP
218
Ballentine Partners
Massachusetts
$226K
BCA
219
Benchmark Capital Advisors
New York
$223K -$217K -1,425 -49%
JFA
220
JNBA Financial Advisors
Minnesota
$221K +$223K +1,462 New
AC
221
Alexandria Capital
Virginia
$218K -$116K -759 -35%
NES
222
New England Securities
New York
$217K -$25.2K -165 -10%
ACM
223
Antonetti Capital Management
Florida
$215K
Brown Advisory
224
Brown Advisory
Maryland
$215K +$217K +1,422 New
CB
225
Commerce Bank
Missouri
$213K

DIA Hedge Fund Activity: Q3 2013 in Review

267 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2013, worth a combined $4.4B — down 20% from $5.51B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of DIA and 34 opened new positions — a net loss of 1 holder — while 96 trimmed existing stakes and 77 added.

The largest buyer was Bank of America, adding an estimated $129M. The largest seller was MUFG Bank, exiting entirely with an estimated $523M sold.

  • 267 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2013, down from 273 in Q2 2013.
  • Funds reported $4.4B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2013, down 20% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2013 and 35 closed out, a net change of -1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2013 was Bank of America, an estimated $129M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2013 was MUFG Bank, an estimated $523M sold.

Based on aggregated 13F filings for Q3 2013.