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State Street SPDR Dow Jones Industrial Average ETF Trust

397 hedge funds and large institutions have $4.45B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2015 Q4 according to their latest regulatory filings, with 76 funds opening new positions, 109 increasing their positions, 110 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 31

42% more capital invested

Capital invested by funds: $3.14B → $4.45B (+$1.31B)

22% more funds holding in top 10

Funds holding in top 10: 2328 (+5)

12% more funds holding

Funds holding: 355397 (+42)

5.86% more ownership

Funds ownership: 29.26%35.12% (+5.9%)

2% more call options, than puts

Call options by funds: $2.35B | Put options by funds: $2.3B

1% less repeat investments, than reductions

Existing positions increased: 109 | Existing positions reduced: 110

Holders
397
Holders Change
+42
Holders Change %
+11.83%
% of All Funds
10.41%
Holding in Top 10
28
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+21.74%
% of All Funds
0.73%
New
76
Increased
109
Reduced
110
Closed
31
Calls
$2.35B
Puts
$2.3B
Net Calls
+$52.3M
Net Calls Change
+$514M
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
176
SOL Capital Management
Maryland
$958K
NIA
177
Northstar Investment Advisors
Colorado
$957K -$8.73K -50 -0.9%
EHPM
178
Emery Howard Portfolio Management
California
$951K -$10.1K -58 -1%
MCM
179
MAI Capital Management
Ohio
$936K
UR
180
USCA RIA
Texas
$910K -$2.45K -14 -0.3%
GJIC
181
Gamble Jones Investment Counsel
California
$905K
SPC
182
Sigma Planning Corp
Michigan
$901K +$248K +1,420 +38%
William Blair & Company
183
William Blair & Company
Illinois
$881K -$207K -1,185 -19%
ALA
184
Atherton Lane Advisers
California
$880K -$10.5K -60 -1%
KA
185
Kovack Advisors
Florida
$875K -$92.8K -531 -10%
CHJWM
186
Carlton Hofferkamp & Jenks Wealth Management
Texas
$865K +$105K +600 +13%
AIIMS
187
Analyst IMS Investment Management Services
Israel
$851K -$8.1M -46,376 -90%
NPF
188
Norris Perne & French
Michigan
$847K -$17.5K -100 -2%
AMIM
189
Aull & Monroe Investment Management
Alabama
$828K
PAI
190
Pittenger & Anderson Inc
Nebraska
$820K -$58.2K -333 -7%
ADL
191
Asset Dedication LLC
California
$816K +$820K +4,692 New
DSC
192
Duncker Streett & Co
Missouri
$813K +$8.91K +51 +1%
KIA
193
KCM Investment Advisors
California
$804K
BRF
194
B. Riley Financial
California
$763K +$766K +4,387 New
CAM
195
Concorde Asset Management
Michigan
$730K +$733K +4,195 New
TAM
196
Tocqueville Asset Management
New York
$710K -$4.37K -25 -0.6%
ACI
197
AMP Capital Investors
Australia
$706K -$276K -1,582 -28%
GT
198
Glenmede Trust
Pennsylvania
$703K -$175 -1 -0%
EWM
199
Evercore Wealth Management
New York
$692K
AA
200
Alesco Advisors
New York
$685K

DIA Hedge Fund Activity: Q4 2015 in Review

397 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2015, worth a combined $4.45B — up 42% from $3.14B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new DIA positions and 31 closed out — a net gain of 45 holders — while 109 added to existing stakes and 110 trimmed.

The largest buyer was Bank of America, adding an estimated $249M. The largest seller was UBS Group, cutting an estimated $92.2M.

  • 397 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2015, up from 355 in Q3 2015.
  • Funds reported $4.45B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2015, up 42% quarter-over-quarter.
  • 76 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2015 and 31 closed out, a net change of +45 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2015 was Bank of America, an estimated $249M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2015 was UBS Group, an estimated $92.2M sold.

Based on aggregated 13F filings for Q4 2015.