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State Street SPDR Dow Jones Industrial Average ETF Trust

384 hedge funds and large institutions have $3.61B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more call options, than puts

Call options by funds: $2.16B | Put options by funds: $1.91B

3% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 29

5% less capital invested

Capital invested by funds: $3.8B → $3.61B (-$188M)

2% less funds holding

Funds holding: 390384 (-6)

3.39% less ownership

Funds ownership: 32.29%28.9% (-3.4%)

18% less funds holding in top 10

Funds holding in top 10: 2823 (-5)

34% less repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 143

Holders
384
Holders Change
-6
Holders Change %
-1.54%
% of All Funds
10.25%
Holding in Top 10
23
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-17.86%
% of All Funds
0.61%
New
30
Increased
95
Reduced
143
Closed
29
Calls
$2.16B
Puts
$1.91B
Net Calls
+$253M
Net Calls Change
+$84.8M
Name Holding Trade Value Shares
Change
Change in
Stake
BWFM
151
Bridgewater Wealth & Financial Management
Maryland
$1.22M -$78K -425 -6%
GW
152
GW & Wade
Massachusetts
$1.21M +$172K +938 +17%
ICOA
153
Investment Centers of America
North Dakota
$1.2M -$77.5K -422 -6%
Squarepoint
154
Squarepoint
New York
$1.18M +$1.18M +6,451 New
CHJWM
155
Carlton Hofferkamp & Jenks Wealth Management
Texas
$1.18M +$202K +1,100 +21%
Brown Advisory
156
Brown Advisory
Maryland
$1.17M -$267K -1,456 -19%
M
157
MOTCO
Texas
$1.16M -$78.6K -428 -6%
CA
158
Cambridge Advisors
Nebraska
$1.16M -$1.1K -6 -0.1%
GJIC
159
Gamble Jones Investment Counsel
California
$1.1M -$22.6K -123 -2%
SBIA
160
Sheaff Brock Investment Advisors
Indiana
$1.08M -$86.5K -471 -7%
HIMC
161
Heritage Investors Management Corp
Maryland
$1.07M
OFS
162
Orrstown Financial Services
Pennsylvania
$1.04M
FWM
163
Focused Wealth Management
New York
$1.03M -$91.1K -496 -8%
KLI
164
Kelman-Lazarov Inc
Tennessee
$1.03M
NPF
165
Norris Perne & French
Michigan
$1.02M -$75.3K -410 -7%
NIA
166
Northstar Investment Advisors
Colorado
$999K
RC
167
Roundview Capital
New Jersey
$994K -$22K -120 -2%
SCM
168
SOL Capital Management
Maryland
$988K +$6.43K +35 +0.7%
KIA
169
KCM Investment Advisors
California
$982K
MLL
170
Moody Lynn & Lieberson
Massachusetts
$977K -$3.67K -20 -0.4%
SFA
171
Sequoia Financial Advisors
Ohio
$974K +$113K +616 +13%
ASN
172
Advisory Services Network
Georgia
$961K -$109K -591 -10%
SC
173
SouthState Corp
Florida
$930K
PAI
174
Pittenger & Anderson Inc
Nebraska
$915K -$21.7K -118 -2%
AMIM
175
Aull & Monroe Investment Management
Alabama
$905K

DIA Hedge Fund Activity: Q3 2016 in Review

384 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2016, worth a combined $3.61B — down 5% from $3.8B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new DIA positions and 29 closed out — a net gain of 1 holder — while 95 added to existing stakes and 143 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $293M. The largest seller was Citigroup, cutting an estimated $234M.

  • 384 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2016, down from 390 in Q2 2016.
  • Funds reported $3.61B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2016, down 5% quarter-over-quarter.
  • 30 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2016 and 29 closed out, a net change of +1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2016 was Goldman Sachs, an estimated $293M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2016 was Citigroup, an estimated $234M sold.

Based on aggregated 13F filings for Q3 2016.