DIA icon

SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

366 hedge funds and large institutions have $5.44B invested in SPDR Dow Jones Industrial Average ETF Trust in 2014 Q4 according to their latest regulatory filings, with 84 funds opening new positions, 100 increasing their positions, 104 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
366
Holders Change
+58
Holders Change %
+18.83%
% of All Funds
9.77%
Holding in Top 10
35
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+45.83%
% of All Funds
0.93%
New
84
Increased
100
Reduced
104
Closed
22
Calls
$1.75B
Puts
$2.18B
Net Calls
-$437M
Net Calls Change
+$944M

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$498M
2
SG Americas Securities
2
SG Americas Securities
New York
$272M
3
MSU
3
Mizuho Securities USA
New York
$173M
4
Morgan Stanley
4
Morgan Stanley
New York
$596M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$152M

Top Sellers

1
SMM
1
Stadion Money Management
Georgia
$0
2
MB
2
Mizuho Bank
Japan
$26.7M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$3.72M
4
ACM
4
Aviance Capital Management
Florida
$11.7M
5
CA
5
Commerzbank Aktiengesellschaft
Germany
$6.13M
Name Holding Trade Value Shares
Change 		Shares
Change %
BOS
151
Bingham Osborn & Scarborough
California
$1.44M -$197K -1,105 -12%
PRA
152
Parametric Risk Advisors
Connecticut
$1.39M – – –
MAS
153
Madden Advisory Services
Florida
$1.38M – – –
OC
154
Oppenheimer & Co
New York
$1.38M +$136K +764 +11%
RCM
155
Rotella Capital Management
Washington
$1.37M +$214K +1,200 +18%
BAC
156
Boys Arnold & Co
North Carolina
$1.33M – – –
M
157
MOTCO
Texas
$1.31M -$57.8K -325 -4%
PIA
158
Peachtree Investment Advisors
Georgia
$1.27M +$6.94K +39 +0.6%
FANJ
159
Financial Architects (New Jersey)
New Jersey
$1.23M -$540K -3,037 -31%
MCM
160
MAI Capital Management
Ohio
$1.21M +$1.21M +6,795 New
PI
161
Placemark Investments
Illinois
$1.21M -$442K -2,483 -27%
WJA
162
Williams Jones & Associates
New York
$1.2M – – –
Janney Montgomery Scott
163
Janney Montgomery Scott
Pennsylvania
$1.18M +$111K +623 +10%
CWM
164
Concert Wealth Management
California
$1.09M -$213K -1,198 -16%
NIA
165
Northstar Investment Advisors
Colorado
$1.09M +$1.09M +6,130 New
TAM
166
Tocqueville Asset Management
New York
$1.09M +$1.09M +6,100 New
CWP
167
Capital Wealth Planning
Florida
$1.09M +$1.09M +6,100 New
PAI
168
Pittenger & Anderson Inc
Nebraska
$1.08M -$8.89K -50 -0.8%
PAMG
169
Patton Albertson Miller Group
Tennessee
$1.06M -$251K -1,410 -19%
GW
170
GW & Wade
Massachusetts
$1.05M +$1.05M +5,905 New
CA
171
Cambridge Advisors
Nebraska
$1.04M +$1.04M +5,850 New
IPC
172
Independent Portfolio Consultants
Florida
$1.04M +$1.04M +5,819 New
TD Asset Management
173
TD Asset Management
Ontario, Canada
$1.03M +$552K +3,100 +115%
EHPM
174
Emery Howard Portfolio Management
California
$1.03M -$10.9K -61 -1%
NCM
175
Narwhal Capital Management
Georgia
$1.02M – – –
5 6
7
8 9