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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

308 hedge funds and large institutions have $4.02B invested in SPDR Dow Jones Industrial Average ETF Trust in 2014 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 96 increasing their positions, 93 reducing their positions, and 30 closing their positions.

Holders
308
Holders Change
-2
Holders Change %
-0.65%
% of All Funds
8.94%
Holding in Top 10
24
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+14.29%
% of All Funds
0.7%
New
30
Increased
96
Reduced
93
Closed
30
Calls
$1.86B
Puts
$3.24B
Net Calls
-$1.38B
Net Calls Change
-$1.05B

Top Buyers

1
SMM
1
Stadion Money Management
Georgia
$103M
2
MB
2
Mizuho Bank
Japan
$102M
3
ACM
3
Aviance Capital Management
Florida
$80.2M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$74.4M
5
Nomura Holdings
5
Nomura Holdings
Japan
$237M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$58.2M
2
Goldman Sachs
2
Goldman Sachs
New York
$540M
3
Bank of America
3
Bank of America
North Carolina
$303M
4
Morgan Stanley
4
Morgan Stanley
New York
$404M
5
Deutsche Bank
5
Deutsche Bank
Germany
$22.1M
Name Market Value Shares Shares
Change 		Shares
Change %
SBH
151
Segall Bryant & Hamill
Illinois
$936K 5,502 – –
KFS
152
KMS Financial Services
Washington
$931K 5,473 -255 -4%
Brown Advisory
153
Brown Advisory
Maryland
$926K 5,445 -100 -2%
FIM
154
Freedom Investment Management
Connecticut
$923K 5,427 +292 +6%
ICAS
155
Investors Capital Advisory Services
Massachusetts
$913K 5,373 -440 -8%
GJIC
156
Gamble Jones Investment Counsel
California
$906K 5,330 -1,073 -17%
PAG
157
Private Advisor Group
New Jersey
$905K 5,320 +15 +0.3%
ACM
158
Ashford Capital Management
Delaware
$895K 5,265 +5,265 New
MFS
159
MSI Financial Services
Massachusetts
$884K 5,195 +379 +8%
HIMC
160
Heritage Investors Management Corp
Maryland
$833K 4,900 +700 +17%
SCM
161
Steward Capital Management
Michigan
$824K 4,843 -7,232 -60%
WA
162
WFG Advisors
Texas
$822K 4,833 +5 +0.1%
DSC
163
Duncker Streett & Co
Missouri
$820K 4,821 -159 -3%
GIA
164
GHP Investment Advisors
Colorado
$818K 4,808 +1,613 +50%
AMIM
165
Aull & Monroe Investment Management
Alabama
$801K 4,711 – –
GT
166
Glenmede Trust
Pennsylvania
$752K 4,429 -295 -6%
BBHC
167
Brown Brothers Harriman & Co
New York
$723K 4,250 – –
CTC
168
Central Trust Company
Missouri
$684K 4,025 – –
CTI
169
Community Trust & Investment
Kentucky
$663K 3,900 – –
BPCE
170
Bank Pictet & Cie (Europe)
Germany
$646K 3,800 +300 +9%
PA
171
Pinnacle Associates
New York
$642K 3,777 +1,001 +36%
CAL
172
Capital Advisors Ltd
Ohio
$635K 3,734 – –
JWBC
173
J.W. Burns & Co
New York
$628K 3,694 – –
SI
174
SII Investments
Wisconsin
$626K 3,683 +308 +9%
CIP
175
Cornerstone Investment Partners
Georgia
$582K 3,425 – –
5 6
7
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