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State Street SPDR Dow Jones Industrial Average ETF Trust

267 hedge funds and large institutions have $4.4B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more call options, than puts

Call options by funds: $1.91B | Put options by funds: $1.32B

3% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 35

2% less funds holding

Funds holding: 273267 (-6)

4.11% less ownership

Funds ownership: 45.44%41.34% (-4.1%)

20% less repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 96

20% less capital invested

Capital invested by funds: $5.51B → $4.4B (-$1.1B)

21% less funds holding in top 10

Funds holding in top 10: 3427 (-7)

Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.65%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M
Name Holding Trade Value Shares
Change
Change in
Stake
BBHC
151
Brown Brothers Harriman & Co
New York
$702K
MFS
152
MSI Financial Services
Massachusetts
$677K +$106K +697 +18%
Parallax Volatility Advisers
153
Parallax Volatility Advisers
California
$664K -$193K -1,266 -22%
NG
154
NatWest Group
United Kingdom
$654K -$341K -2,235 -34%
OA
155
Oxbow Advisors
Texas
$645K
CIP
156
Cornerstone Investment Partners
Georgia
$615K -$95.4K -625 -13%
CTC
157
Central Trust Company
Missouri
$615K
VFS
158
VSR Financial Services
Kansas
$604K -$118K -774 -16%
OC
159
Oarsman Capital
Wisconsin
$588K
V
160
Veritable
Delaware
$573K -$182K -1,190 -24%
JWBC
161
J.W. Burns & Co
New York
$555K +$142K +933 +34%
SCM
162
SOL Capital Management
Maryland
$544K -$91.6K -600 -14%
PA
163
Pinnacle Associates
New York
$539K +$7.17K +47 +1%
Macquarie Group
164
Macquarie Group
Australia
$538K +$763 +5 +0.1%
FAAS
165
First Allied Advisory Services
California
$508K -$47K -308 -8%
FANJ
166
Financial Architects (New Jersey)
New Jersey
$505K +$11.1K +73 +2%
Envestnet Asset Management
167
Envestnet Asset Management
Illinois
$503K -$100K -656 -16%
HCMNY
168
Howard Capital Management (New York)
New York
$495K -$162K -1,060 -24%
Janney Montgomery Scott
169
Janney Montgomery Scott
Pennsylvania
$483K +$488K +3,196 New
QAM
170
QCI Asset Management
New York
$476K -$211K -1,382 -30%
FHC
171
First Heartland Consultants
Missouri
$464K -$232K -1,517 -33%
GIA
172
GHP Investment Advisors
Colorado
$457K -$14.7K -96 -3%
MCM
173
Maryland Capital Management
Maryland
$424K
EWM
174
Evercore Wealth Management
New York
$423K
Invesco
175
Invesco
Georgia
$422K +$15.3K +100 +4%

DIA Hedge Fund Activity: Q3 2013 in Review

267 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2013, worth a combined $4.4B — down 20% from $5.51B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of DIA and 34 opened new positions — a net loss of 1 holder — while 96 trimmed existing stakes and 77 added.

The largest buyer was Bank of America, adding an estimated $129M. The largest seller was MUFG Bank, exiting entirely with an estimated $523M sold.

  • 267 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2013, down from 273 in Q2 2013.
  • Funds reported $4.4B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2013, down 20% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2013 and 35 closed out, a net change of -1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2013 was Bank of America, an estimated $129M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2013 was MUFG Bank, an estimated $523M sold.

Based on aggregated 13F filings for Q3 2013.