DIA icon

SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

383 hedge funds and large institutions have $3.61B invested in SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
383
Holders Change
-6
Holders Change %
-1.54%
% of All Funds
10.24%
Holding in Top 10
23
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-17.86%
% of All Funds
0.61%
New
30
Increased
95
Reduced
143
Closed
29
Calls
$2.16B
Puts
$1.91B
Net Calls
+$253M
Net Calls Change
+$84.8M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$431M
2
Nomura Holdings
2
Nomura Holdings
Japan
$126M
3
CM
3
Churchill Management
California
$70.1M
4
Morgan Stanley
4
Morgan Stanley
New York
$470M
5
QIM
5
Quantitative Investment Management
Virginia
$37.8M

Top Sellers

1
Citigroup
1
Citigroup
New York
$22.3M
2
FM
2
Forward Management
California
$203K
3
BAM
3
Broadmark Asset Management
California
$0
4
HI
4
Horizon Investments
North Carolina
$0
5
NMIFOAC
5
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$62.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
126
Cetera Advisor Networks
California
$1.69M -$4.95M -27,109 -75%
MMA
127
Miracle Mile Advisors
California
$1.69M – – –
FIM
128
Freedom Investment Management
Connecticut
$1.65M +$302K +1,653 +22%
CPA
129
Capital Planning Advisors
California
$1.57M +$39.3K +215 +3%
NB
130
NBT Bank
New York
$1.57M -$5.3K -29 -0.3%
IA
131
IFP Advisors
Florida
$1.55M -$309K -1,691 -17%
CWP
132
Capital Wealth Planning
Florida
$1.54M – – –
PPA
133
Parametric Portfolio Associates
Washington
$1.53M +$1.53M +8,355 New
SHCM
134
Stokes & Hubbell Capital Management
Louisiana
$1.49M +$183 +1 +0%
MAS
135
Madden Advisory Services
Florida
$1.42M +$2.74K +15 +0.2%
NCM
136
Narwhal Capital Management
Georgia
$1.42M – – –
JG
137
Jefferies Group
New York
$1.4M +$1.13M +6,175 +416%
Neuberger Berman Group
138
Neuberger Berman Group
New York
$1.4M -$114K -625 -8%
FHA
139
First Horizon Advisors
Tennessee
$1.4M -$621K -3,399 -31%
PAS
140
Partnervest Advisory Services
California
$1.39M +$231K +1,264 +20%
BAC
141
Boys Arnold & Co
North Carolina
$1.37M – – –
CL
142
CPWM LLC
Washington
$1.34M +$366 +2 +0%
PP
143
Paloma Partners
Connecticut
$1.33M -$539K -2,951 -29%
SFM
144
Signet Financial Management
New Jersey
$1.32M +$259K +1,416 +24%
BWM
145
Bernicke Wealth Management
Wisconsin
$1.31M -$70.7K -387 -5%
PMFA
146
Plante Moran Financial Advisors
Michigan
$1.27M – – –
DS
147
DRW Securities
Illinois
$1.27M +$1.27M +6,944 New
MA
148
MUFG Americas
New York
$1.26M -$223K -1,219 -15%
BOS
149
Bingham Osborn & Scarborough
California
$1.25M +$914 +5 +0.1%
BWFM
150
Bridgewater Wealth & Financial Management
Maryland
$1.22M -$77.7K -425 -6%
4 5
6
7 8