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State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
PFG
101
Piershale Financial Group
Illinois
$4.21M +$4.02M +21,330 New
TSS
102
Two Sigma Securities
New York
$4.21M +$4.02M +21,319 New
PPA
103
Parametric Portfolio Associates
Washington
$3.93M +$2.18M +11,553 +138%
MWM
104
Meridian Wealth Management
Kentucky
$3.87M +$3.69M +19,567 New
DT
105
Diversified Trust
Tennessee
$3.77M
FAAS
106
First Allied Advisory Services
California
$3.71M +$1.79M +9,520 +103%
AWM
107
Affinity Wealth Management
Delaware
$3.67M +$3.51M +18,600 New
PWMAG
108
Pinnacle Wealth Management Advisory Group
New Jersey
$3.62M
Simplex Trading
109
Simplex Trading
Illinois
$3.61M +$3.44M +18,270 New
BTS
110
BB&T Securities
Virginia
$3.56M
NPC
111
National Planning Corporation
California
$3.52M -$1.82M -9,675 -35%
Daiwa Securities Group
112
Daiwa Securities Group
Japan
$3.49M +$2.51M +13,320 +306%
Fidelity Investments
113
Fidelity Investments
Massachusetts
$3.48M +$150K +793 +5%
EDRH
114
Edmond de Rothschild Holding
Switzerland
$3.32M +$290K +1,540 +10%
BWM
115
BigSur Wealth Management
Florida
$3.31M +$3.15M +16,700 New
GIA
116
GHP Investment Advisors
Colorado
$3.31M +$632K +3,352 +25%
IA
117
IFP Advisors
Florida
$3.25M +$1.5M +7,948 +94%
TD Asset Management
118
TD Asset Management
Ontario, Canada
$3.1M +$2.3M +12,177 +348%
NAM
119
NTV Asset Management
West Virginia
$3.09M +$658K +3,490 +29%
SAS
120
Stelac Advisory Services
New York
$3.07M -$185K -979 -6%
HNB
121
Huntington National Bank
Ohio
$2.92M
KWMG
122
King Wealth Management Group
Florida
$2.87M +$330K +1,748 +14%
Two Sigma Investments
123
Two Sigma Investments
New York
$2.78M -$21M -111,370 -89%
Baird Financial Group
124
Baird Financial Group
Wisconsin
$2.75M -$120K -637 -4%
JIC
125
Johnson Investment Counsel
Ohio
$2.7M

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.