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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

383 hedge funds and large institutions have $3.61B invested in SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.

Holders
383
Holders Change
-6
Holders Change %
-1.54%
% of All Funds
10.24%
Holding in Top 10
23
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-17.86%
% of All Funds
0.61%
New
30
Increased
95
Reduced
143
Closed
29
Calls
$2.16B
Puts
$1.91B
Net Calls
+$253M
Net Calls Change
+$84.8M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$431M
2
Nomura Holdings
2
Nomura Holdings
Japan
$126M
3
CM
3
Churchill Management
California
$70.1M
4
Morgan Stanley
4
Morgan Stanley
New York
$470M
5
QIM
5
Quantitative Investment Management
Virginia
$37.8M

Top Sellers

1
Citigroup
1
Citigroup
New York
$22.3M
2
FM
2
Forward Management
California
$203K
3
BAM
3
Broadmark Asset Management
California
$0
4
HI
4
Horizon Investments
North Carolina
$0
5
NMIFOAC
5
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$62.2M
Name Market Value Shares Shares
Change 		Shares
Change %
Baird Financial Group
101
Baird Financial Group
Wisconsin
$2.66M 14,570 -3,633 -20%
Janney Montgomery Scott
102
Janney Montgomery Scott
Pennsylvania
$2.61M 14,290 +14,290 New
GWM
103
Greenwich Wealth Management
Connecticut
$2.53M 13,863 -1,485 -10%
US Bancorp
104
US Bancorp
Minnesota
$2.51M 13,736 +15 +0.1%
JIC
105
Johnson Investment Counsel
Ohio
$2.5M 13,657 -200 -1%
Citadel Advisors
106
Citadel Advisors
Florida
$2.46M 13,451 -5,797 -30%
GIA
107
GHP Investment Advisors
Colorado
$2.45M 13,383 +1,991 +17%
HNB
108
Huntington National Bank
Ohio
– – – –
Walleye Trading
109
Walleye Trading
New York
$2.35M 12,862 +12,862 New
BIM
110
Bridgecreek Investment Management
Oklahoma
$2.34M 12,800 – –
KWMG
111
King Wealth Management Group
Florida
$2.34M 12,801 +456 +4%
NAM
112
Nichols Asset Management
Massachusetts
$2.33M 12,718 – –
11A
113
10-15 Associates
New York
$2.32M 12,706 -574 -4%
SCM
114
Southport Capital Management
Tennessee
$2.24M 12,254 -460 -4%
NAM
115
NTV Asset Management
West Virginia
$2.22M 12,165 -25 -0.2%
TCM
116
Tufton Capital Management
Maryland
$2.2M 12,034 +402 +3%
BPC
117
Banque Pictet & Cie
Switzerland
$2.16M 11,800 – –
PRA
118
Parametric Risk Advisors
Connecticut
$2.12M 11,588 – –
WCM
119
Windsor Capital Management
Arizona
$2.02M 11,053 +697 +7%
MA
120
Montag & Associates
Georgia
$1.91M 10,435 – –
SBSB
121
Sullivan, Bruyette, Speros & Blaney
Virginia
$1.9M 10,390 +903 +10%
TRCT
122
Tower Research Capital (TRC)
New York
$1.74M 9,520 -126,133 -93%
CA
123
Commerzbank Aktiengesellschaft
Germany
$1.71M 9,339 -1,216 -12%
FAAS
124
First Allied Advisory Services
California
$1.7M 9,285 -2,707 -23%
ECM
125
ETrade Capital Management
Virginia
$1.69M 9,255 +178 +2%
3 4
5
6 7