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State Street SPDR Dow Jones Industrial Average ETF Trust

481 hedge funds and large institutions have $7.43B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2017 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 156 increasing their positions, 142 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 32

22% more capital invested

Capital invested by funds: $6.1B → $7.43B (+$1.33B)

2.58% more ownership

Funds ownership: 37.1%39.68% (+2.6%)

2% more funds holding in top 10

Funds holding in top 10: 4243 (+1)

2% more funds holding

Funds holding: 473481 (+8)

10% more repeat investments, than reductions

Existing positions increased: 156 | Existing positions reduced: 142

4% more call options, than puts

Call options by funds: $1.31B | Put options by funds: $1.25B

Holders
481
Holders Change
+8
Holders Change %
+1.69%
% of All Funds
11.99%
Holding in Top 10
43
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.38%
% of All Funds
1.07%
New
43
Increased
156
Reduced
142
Closed
32
Calls
$1.31B
Puts
$1.25B
Net Calls
+$55.3M
Net Calls Change
-$79.9M
Name Holding Trade Value Shares
Change
Change in
Stake
ANTB
76
AMG National Trust Bank
Colorado
$10.4M +$280K +1,281 +3%
CAN
77
Cetera Advisor Networks
California
$10.2M +$987K +4,511 +11%
TSS
78
Two Sigma Securities
New York
$10.1M +$9.88M +45,141 New
VF
79
Virtu Financial
New York
$10M +$9.23M +42,175 +1,680%
RFS
80
Rockefeller Financial Services
New York
$9.79M -$1.05M -4,802 -10%
PVH
81
Psagot Value Holdings
Israel
$9.2M -$35.7K -163 -0.4%
VIA
82
Vantage Investment Advisors
Pennsylvania
$9.07M +$425K +1,943 +5%
VAM
83
Verity Asset Management
North Carolina
$8.91M -$677K -3,096 -7%
PH
84
Pinnacle Holdings
Oklahoma
$8.47M +$238K +1,087 +3%
Nomura Holdings
85
Nomura Holdings
Japan
$8.25M -$66.8M -305,494 -89%
MCM
86
Murphy Capital Management
New Jersey
$8.21M -$247K -1,128 -3%
MIAN
87
Mariner Independent Advisor Network
Kansas
$8.12M +$7.94M +36,285 New
WJA
88
Williams Jones & Associates
New York
$8.01M +$28.4K +130 +0.4%
MBTD
89
Mechanics Bank - Trust Department
California
$7.81M -$182K -830 -2%
M&T Bank
90
M&T Bank
New York
$7.77M -$117K -536 -2%
ABTD
91
Arvest Bank Trust Division
Oklahoma
$7.68M +$361K +1,652 +5%
Stifel Financial
92
Stifel Financial
Missouri
$7.44M +$285K +1,304 +4%
FDCDDQ
93
Federation des caisses Desjardins du Quebec
Quebec, Canada
$7.01M -$822K -3,756 -11%
Capstone Investment Advisors
94
Capstone Investment Advisors
New York
$6.99M +$5.38M +24,571 +369%
STMM
95
South Texas Money Management
Texas
$6.81M -$171K -780 -2%
Creative Planning
96
Creative Planning
Kansas
$6.77M -$105K -480 -2%
BA
97
Birinyi Associates
Connecticut
$6.73M -$7.66K -35 -0.1%
SG Americas Securities
98
SG Americas Securities
New York
$6.67M -$108M -492,716 -94%
LSA
99
L & S Advisors
California
$6.6M +$297K +1,359 +5%
WTC
100
WhitTier Trust Company
Nevada
$6.53M -$75.5K -345 -1%

DIA Hedge Fund Activity: Q3 2017 in Review

481 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2017, worth a combined $7.43B — up 22% from $6.1B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new DIA positions and 32 closed out — a net gain of 11 holders — while 156 added to existing stakes and 142 trimmed.

The largest buyer was Bank of America, adding an estimated $425M. The largest seller was Morgan Stanley, cutting an estimated $209M.

  • 481 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2017, up from 473 in Q2 2017.
  • Funds reported $7.43B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2017, up 22% quarter-over-quarter.
  • 43 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2017 and 32 closed out, a net change of +11 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2017 was Bank of America, an estimated $425M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2017 was Morgan Stanley, an estimated $209M sold.

Based on aggregated 13F filings for Q3 2017.