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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

444 hedge funds and large institutions have $4.73B invested in SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

Holders
444
Holders Change
+61
Holders Change %
+15.93%
% of All Funds
11.12%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M

Top Buyers

1
CM
1
Churchill Management
California
$303M
2
Bank of America
2
Bank of America
North Carolina
$454M
3
MB
3
Mizuho Bank
Japan
$184M
4
Morgan Stanley
4
Morgan Stanley
New York
$589M
5
Wells Fargo
5
Wells Fargo
California
$307M

Top Sellers

1
Nomura Holdings
1
Nomura Holdings
Japan
$34.4M
2
Goldman Sachs
2
Goldman Sachs
New York
$388M
3
BNP Paribas Financial Markets
3
BNP Paribas Financial Markets
France
$60.3M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$10.8M
5
CC
5
Cadinha & Co
Hawaii
$378K
Name Market Value Shares Shares
Change 		Shares
Change %
BA
76
Birinyi Associates
Connecticut
$5.91M 29,944 +533 +2%
BBPWM
77
Blue Bell Private Wealth Management
Pennsylvania
$5.75M 29,105 -2,165 -7%
PAG
78
Private Advisory Group
Washington
$5.73M 29,017 +29,017 New
LSA
79
L & S Advisors
California
$5.71M 28,896 -5,997 -17%
HR
80
Howe & Rusling
New York
$5.38M 27,245 -570 -2%
Alkeon Capital Management
81
Alkeon Capital Management
New York
$5.33M 27,000 +27,000 New
BMC
82
Benin Management Corp
Connecticut
$5.24M 26,525 -1,500 -5%
LC
83
LNZ Capital
New York
$4.94M 25,000 +25,000 New
Janney Montgomery Scott
84
Janney Montgomery Scott
Pennsylvania
$4.91M 24,847 +10,557 +74%
Bank of New York Mellon
85
Bank of New York Mellon
New York
$4.85M 24,575 +1,252 +5%
WT
86
Whittier Trust
California
$4.83M 24,444 +1,036 +4%
PA
87
Pinnacle Associates
New York
$4.74M 23,976 -51 -0.2%
HAFS
88
Hapanowicz & Associates Financial Services
Pennsylvania
$4.71M 23,579 +23,579 New
ISB
89
Iowa State Bank
Iowa
$4.69M 23,720 – –
JG
90
Jefferies Group
New York
$4.67M 23,644 +15,984 +209%
Barclays
91
Barclays
United Kingdom
$4.64M 23,514 -117,319 -83%
CA
92
Cetera Advisors
Colorado
$4.56M 23,051 +8,039 +54%
SIA
93
Starfire Investment Advisers
Michigan
$4.53M 22,951 +47 +0.2%
PCM
94
Pointe Capital Management
Michigan
$4.53M 22,951 +22,951 New
CWM
95
Catamount Wealth Management
Connecticut
$4.5M 22,790 +21,690 +1,972%
Creative Planning
96
Creative Planning
Kansas
$4.49M 22,755 -1,910 -8%
TIM
97
Tortoise Investment Management
New York
$4.43M 22,452 -347 -2%
TRCT
98
Tower Research Capital (TRC)
New York
$4.37M 22,125 +12,605 +132%
MFS
99
MSI Financial Services
Massachusetts
$4.29M 21,709 +736 +4%
JPMPWA
100
J.P. Morgan Private Wealth Advisors
California
$4.28M 21,685 +2,768 +15%
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4
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