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State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
BA
76
Birinyi Associates
Connecticut
$5.91M +$100K +533 +2%
BBPWM
77
Blue Bell Private Wealth Management
Pennsylvania
$5.75M -$408K -2,165 -7%
PAG
78
Private Advisory Group
Washington
$5.73M +$5.47M +29,017 New
LSA
79
L & S Advisors
California
$5.71M -$1.13M -5,997 -17%
HR
80
Howe & Rusling
New York
$5.38M -$107K -570 -2%
Alkeon Capital Management
81
Alkeon Capital Management
New York
$5.33M +$5.09M +27,000 New
BMC
82
Benin Management Corp
Connecticut
$5.24M -$283K -1,500 -5%
LC
83
LNZ Capital
New York
$4.94M +$4.71M +25,000 New
Janney Montgomery Scott
84
Janney Montgomery Scott
Pennsylvania
$4.91M +$1.99M +10,557 +74%
Bank of New York Mellon
85
Bank of New York Mellon
New York
$4.85M +$236K +1,252 +5%
WT
86
Whittier Trust
California
$4.83M +$195K +1,036 +4%
PA
87
Pinnacle Associates
New York
$4.74M -$9.62K -51 -0.2%
HAFS
88
Hapanowicz & Associates Financial Services
Pennsylvania
$4.71M +$4.45M +23,579 New
ISB
89
Iowa State Bank
Iowa
$4.68M
JG
90
Jefferies Group
New York
$4.67M +$3.01M +15,984 +209%
Barclays
91
Barclays
United Kingdom
$4.64M -$22.1M -117,319 -83%
CA
92
Cetera Advisors
Colorado
$4.56M +$1.52M +8,039 +54%
SIA
93
Starfire Investment Advisers
Michigan
$4.53M +$8.86K +47 +0.2%
PCM
94
Pointe Capital Management
Michigan
$4.53M +$4.33M +22,951 New
CWM
95
Catamount Wealth Management
Connecticut
$4.5M +$4.09M +21,690 +1,972%
Creative Planning
96
Creative Planning
Kansas
$4.49M -$360K -1,910 -8%
TIM
97
Tortoise Investment Management
New York
$4.43M -$65.4K -347 -2%
TRCT
98
Tower Research Capital (TRC)
New York
$4.37M +$2.38M +12,605 +132%
MFS
99
MSI Financial Services
Massachusetts
$4.29M +$139K +736 +4%
JMPWA
100
JP Morgan Private Wealth Advisors
California
$4.28M +$522K +2,768 +15%

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.