Pointe Capital Management’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Pointe Capital Management’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-2,210	Closed	-$676K	–	148
2020 Q4	$676K	Hold	2,210	–	–	0.58%	45
2020 Q3	$613K	Hold	2,210	–	–	0.54%	52
2020 Q2	$570K	Hold	2,210	–	–	0.51%	52
2020 Q1	$484K	Buy	+2,210	New	+$587K	0.47%	52
2017 Q1	–	Sell	-22,951	Closed	-$4.53M	–	155
2016 Q4	$4.53M	Buy	+22,951	New	+$4.33M	2.59%	11

Other funds holding DIA

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SMFG

Sumitomo Mitsui Financial Group Tokyo, Japan $4.94B AUM 1.39% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return

Pointe Capital Management's DIA Position: Q1 2021 in Review

Pointe Capital Management sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q1 2021, closing a stake of 2,210 shares — an estimated $676K sold.

Pointe Capital Management first reported a position in DIA in Q4 2016 and held it in 5 quarters. The position peaked at $4.53M in Q4 2016. 884 funds tracked by Wall St. Rank hold DIA as of Q1 2021.

Pointe Capital Management reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q1 2021 after selling out during the quarter.
Pointe Capital Management sold 2,210 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q1 2021, an estimated $676K.
Pointe Capital Management first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2016 and held it in 5 quarters.
Pointe Capital Management's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $4.53M in Q4 2016.
884 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q1 2021.

Based on Pointe Capital Management's 13F filing for Q1 2021, filed 11 May 2021.