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State Street SPDR Dow Jones Industrial Average ETF Trust

608 hedge funds and large institutions have $8.36B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2018 Q3 according to their latest regulatory filings, with 64 funds opening new positions, 161 increasing their positions, 203 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 64 | Existing positions closed: 43

49% more call options, than puts

Call options by funds: $5.17B | Put options by funds: $3.48B

22% more capital invested

Capital invested by funds: $6.87B → $8.36B (+$1.49B)

3% more funds holding

Funds holding: 588608 (+20)

1.23% more ownership

Funds ownership: 33.62%34.85% (+1.2%)

2% less funds holding in top 10

Funds holding in top 10: 4140 (-1)

21% less repeat investments, than reductions

Existing positions increased: 161 | Existing positions reduced: 203

Holders
608
Holders Change
+20
Holders Change %
+3.4%
% of All Funds
13.9%
Holding in Top 10
40
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-2.44%
% of All Funds
0.91%
New
64
Increased
161
Reduced
203
Closed
43
Calls
$5.17B
Puts
$3.48B
Net Calls
+$1.7B
Net Calls Change
+$1.56B
Name Holding Trade Value Shares
Change
Change in
Stake
AG
51
Advisor Group
Arizona
$26.2M -$9.75M -38,104 -28%
HighTower Advisors
52
HighTower Advisors
Illinois
$24.4M -$70.4K -275 -0.3%
CCM
53
Consolidated Capital Management
California
$23.3M -$1.94M -7,588 -8%
Northern Trust
54
Northern Trust
Illinois
$23.3M -$1.85M -7,234 -8%
SI
55
Stephens Inc
Arkansas
$20.7M -$917K -3,581 -4%
CCA
56
Conservest Capital Advisors
Pennsylvania
$20.3M +$598K +2,335 +3%
CIBC World Market
57
CIBC World Market
Ontario, Canada
$19.5M -$99.3K -388 -0.5%
Barclays
58
Barclays
United Kingdom
$19.4M -$4.21M -16,432 -18%
Deutsche Bank
59
Deutsche Bank
Germany
$18.3M -$22.6M -88,296 -56%
GIM
60
Guild Investment Management
California
$17.9M +$17.3M +67,510 New
FSA
61
Financial Services Advisory
Maryland
$16.5M +$9.79M +38,253 +158%
IG
62
ING Group
Netherlands
$15.9M -$3.89M -15,191 -20%
Mitsubishi UFJ Trust & Banking
63
Mitsubishi UFJ Trust & Banking
Japan
$15.8M
PAG
64
Private Advisor Group
New Jersey
$15.4M +$6.95M +27,132 +87%
GA
65
GFS Advisors
Texas
$15M -$2.17M -8,486 -13%
Jones Financial Companies
66
Jones Financial Companies
Missouri
$14.5M -$12.5M -48,973 -47%
Stifel Financial
67
Stifel Financial
Missouri
$14.4M +$1.99M +7,768 +17%
Janney Montgomery Scott
68
Janney Montgomery Scott
Pennsylvania
$14.2M -$4.58M -17,882 -25%
CG
69
Cutler Group
California
$13.9M -$170K -663 -1%
ANTB
70
AMG National Trust Bank
Colorado
$12.5M +$50.9K +199 +0.4%
MML Investors Services
71
MML Investors Services
Massachusetts
$12.3M +$1.26M +4,933 +12%
GG
72
GenWealth Group
New Jersey
$12M +$164K +639 +1%
Capital Fund Management (CFM)
73
Capital Fund Management (CFM)
France
$11.7M -$2.28M -8,900 -17%
Rockefeller Capital Management
74
Rockefeller Capital Management
New York
$11.6M
DS
75
DRW Securities
Illinois
$11.2M +$2.65M +10,353 +32%

DIA Hedge Fund Activity: Q3 2018 in Review

608 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2018, worth a combined $8.36B — up 22% from $6.87B a quarter earlier.

Buyers outnumbered sellers: 64 funds opened new DIA positions and 43 closed out — a net gain of 21 holders — while 161 added to existing stakes and 203 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $244M. The largest seller was Bank of Montreal, cutting an estimated $157M.

  • 608 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2018, up from 588 in Q2 2018.
  • Funds reported $8.36B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2018, up 22% quarter-over-quarter.
  • 64 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2018 and 43 closed out, a net change of +21 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2018 was Citadel Advisors, an estimated $244M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2018 was Bank of Montreal, an estimated $157M sold.

Based on aggregated 13F filings for Q3 2018.