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State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
PP
51
Paloma Partners
Connecticut
$12.2M +$10.3M +54,601 +748%
Mitsubishi UFJ Trust & Banking
52
Mitsubishi UFJ Trust & Banking
Japan
$11.8M
Susquehanna International Group
53
Susquehanna International Group
Pennsylvania
$10.8M -$31.4M -166,641 -75%
PAG
54
Private Advisor Group
New Jersey
$10.3M +$6.24M +33,113 +177%
SSG
55
Summit Securities Group
New York
$10.1M +$8.77M +46,500 +1,011%
HighTower Advisors
56
HighTower Advisors
Illinois
$9.91M -$493K -2,615 -5%
RFS
57
Rockefeller Financial Services
New York
$9.59M
SAM
58
Summit Asset Management
Tennessee
$9.5M -$107K -570 -1%
M&T Bank
59
M&T Bank
New York
$8.94M -$46.8K -248 -0.5%
MCM
60
Murphy Capital Management
New Jersey
$8.75M +$369K +1,958 +5%
VKH
61
Virtu KCG Holdings
New York
$8.63M +$7.69M +40,764 +1,403%
Northwestern Mutual Wealth Management
62
Northwestern Mutual Wealth Management
Wisconsin
$8.53M +$8.14M +43,194 New
JT
63
Jump Trading
Illinois
$8.39M +$8.01M +42,466 New
ECML
64
Eagle Capital Management (Louisiana)
Louisiana
$8.17M +$3.11M +16,488 +66%
CIBC World Market
65
CIBC World Market
Ontario, Canada
$8.03M +$2.03M +10,782 +36%
VIA
66
Vantage Investment Advisors
Pennsylvania
$7.98M -$38.7K -205 -0.5%
PH
67
Pinnacle Holdings
Oklahoma
$7.84M -$290K -1,537 -4%
ANTB
68
AMG National Trust Bank
Colorado
$7.83M +$57.7K +306 +0.8%
MBTD
69
Mechanics Bank - Trust Department
California
$7.47M -$23.6K -125 -0.3%
STMM
70
South Texas Money Management
Texas
$6.62M -$173K -918 -3%
WJA
71
Williams Jones & Associates
New York
$6.54M +$2.05M +10,873 +49%
ABTD
72
Arvest Bank Trust Division
Oklahoma
$6.23M +$185K +983 +3%
WTC
73
WhitTier Trust Company
Nevada
$6.17M -$292K -1,547 -5%
IWA
74
Intercontinental Wealth Advisors
Texas
$6.01M
PP
75
Prudential plc
United Kingdom
$5.92M +$5.65M +29,990 New

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.