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State Street SPDR Dow Jones Industrial Average ETF Trust

366 hedge funds and large institutions have $5.44B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2014 Q4 according to their latest regulatory filings, with 84 funds opening new positions, 100 increasing their positions, 104 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

282% more first-time investments, than exits

New positions opened: 84 | Existing positions closed: 22

46% more funds holding in top 10

Funds holding in top 10: 2435 (+11)

35% more capital invested

Capital invested by funds: $4.02B → $5.44B (+$1.42B)

19% more funds holding

Funds holding: 308366 (+58)

7.06% more ownership

Funds ownership: 34.14%41.2% (+7.1%)

4% less repeat investments, than reductions

Existing positions increased: 100 | Existing positions reduced: 104

20% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $2.18B

Holders
366
Holders Change
+58
Holders Change %
+18.83%
% of All Funds
9.76%
Holding in Top 10
35
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+45.83%
% of All Funds
0.93%
New
84
Increased
100
Reduced
104
Closed
22
Calls
$1.75B
Puts
$2.18B
Net Calls
-$437M
Net Calls Change
+$944M
Name Holding Trade Value Shares
Change
Change in
Stake
GH
51
GAM Holding
Switzerland
$12.7M
ACM
52
Aviance Capital Management
Florida
$11.7M -$70.3M -405,937 -86%
Credit Agricole
53
Credit Agricole
France
$10.7M +$6.45M +37,251 +156%
CAN
54
Cetera Advisor Networks
California
$10.7M +$6.62M +38,188 +173%
OL
55
Orbitronix LP
California
$10.7M +$8.66M +50,000 +500%
GA
56
GFS Advisors
Texas
$10.4M +$1.65M +9,516 +19%
Barclays
57
Barclays
United Kingdom
$10.3M -$700K -4,040 -6%
SB
58
Suntrust Banks
Georgia
$9.86M +$51.8K +299 +0.5%
IG
59
ING Group
Netherlands
$9.41M +$6.84M +39,489 +295%
WTC
60
WhitTier Trust Company
Nevada
$9.11M +$2.83M +16,317 +47%
BBPWM
61
Blue Bell Private Wealth Management
Pennsylvania
$8.99M -$189K -1,092 -2%
WI
62
Wafra Inc
New York
$8.89M
SAM
63
Summit Asset Management
Tennessee
$8.67M +$72.8K +420 +0.9%
RFS
64
Rockefeller Financial Services
New York
$8.64M
FWM
65
Focused Wealth Management
New York
$8.35M +$6.36M +36,715 +360%
FAAS
66
First Allied Advisory Services
California
$8.13M +$6.04M +34,853 +321%
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$8.11M -$256K -1,478 -3%
BA
68
Birinyi Associates
Connecticut
$8.07M -$303K -1,750 -4%
Parallax Volatility Advisers
69
Parallax Volatility Advisers
California
$7.99M +$3.89M +22,432 +100%
CI
70
Chartist Inc
California
$7.98M -$197K -1,140 -2%
M&T Bank
71
M&T Bank
New York
$7.8M -$1.81M -10,428 -19%
CIBC World Market
72
CIBC World Market
Ontario, Canada
$7.51M +$365K +2,104 +5%
Ameriprise
73
Ameriprise
Minnesota
$7.06M +$1.91M +11,025 +38%
PH
74
Pinnacle Holdings
Oklahoma
$6.89M -$754K -4,352 -10%
CAM
75
Concorde Asset Management
Michigan
$6.69M +$6.55M +37,813 New

DIA Hedge Fund Activity: Q4 2014 in Review

366 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2014, worth a combined $5.44B — up 35% from $4.02B a quarter earlier.

Buyers outnumbered sellers: 84 funds opened new DIA positions and 22 closed out — a net gain of 62 holders — while 100 added to existing stakes and 104 trimmed.

The largest buyer was Wells Fargo, adding an estimated $426M. The largest seller was Stadion Money Management, exiting entirely with an estimated $103M sold.

  • 366 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2014, up from 308 in Q3 2014.
  • Funds reported $5.44B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2014, up 35% quarter-over-quarter.
  • 84 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2014 and 22 closed out, a net change of +62 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2014 was Wells Fargo, an estimated $426M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2014 was Stadion Money Management, an estimated $103M sold.

Based on aggregated 13F filings for Q4 2014.