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State Street SPDR Dow Jones Industrial Average ETF Trust

718 hedge funds and large institutions have $5.17B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2020 Q1 according to their latest regulatory filings, with 97 funds opening new positions, 201 increasing their positions, 257 reducing their positions, and 127 closing their positions.

New
Increased
Maintained
Reduced
Closed

9.68% more ownership

Funds ownership: 34.97%44.65% (+9.7%)

1% less call options, than puts

Call options by funds: $3.55B | Put options by funds: $3.57B

4% less funds holding in top 10

Funds holding in top 10: 4846 (-2)

5% less funds holding

Funds holding: 755718 (-37)

22% less repeat investments, than reductions

Existing positions increased: 201 | Existing positions reduced: 257

24% less first-time investments, than exits

New positions opened: 97 | Existing positions closed: 127

35% less capital invested

Capital invested by funds: $7.93B → $5.17B (-$2.76B)

Holders
718
Holders Change
-37
Holders Change %
-4.9%
% of All Funds
15.82%
Holding in Top 10
46
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-4.17%
% of All Funds
1.01%
New
97
Increased
201
Reduced
257
Closed
127
Calls
$3.55B
Puts
$3.57B
Net Calls
-$18.8M
Net Calls Change
+$809M
Name Holding Trade Value Shares
Change
Change in
Stake
Truist Financial
26
Truist Financial
North Carolina
$39.3M -$29.1M -109,560 -38%
Barclays
27
Barclays
United Kingdom
$28.7M -$18.5M -69,615 -35%
HCA
28
Heck Capital Advisors
Wisconsin
$28.1M +$5.11M +19,245 +18%
HighTower Advisors
29
HighTower Advisors
Illinois
$28.1M -$14.3M -53,662 -30%
Citigroup
30
Citigroup
New York
$27.8M -$16.3M -61,402 -33%
Two Sigma Advisers
31
Two Sigma Advisers
New York
$25.4M -$63.1M -237,400 -67%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$23.1M -$20.1M -75,817 -42%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
33
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$21.9M -$79.7M -300,000 -75%
FAG
34
Financial Advisory Group
Texas
$21.2M -$1.3M -4,897 -5%
Simplex Trading
35
Simplex Trading
Illinois
$20.7M +$25.1M +94,580 New
IMOV
36
Investment Management of Virginia
Virginia
$20.2M +$2.62M +9,860 +12%
HSBC Holdings
37
HSBC Holdings
United Kingdom
$19.4M -$17.3M -65,095 -43%
FM
38
Forward Management
California
$19.3M +$23.4M +88,162 New
JMPWA
39
JP Morgan Private Wealth Advisors
California
$18.6M -$3.88M -14,604 -15%
PA
40
Pinnacle Associates
New York
$18.1M +$18M +67,577 +454%
Stifel Financial
41
Stifel Financial
Missouri
$17.6M +$4.9M +18,454 +30%
CAG
42
Curtis Advisory Group
California
$17M +$902K +3,396 +5%
CCA
43
Conservest Capital Advisors
Pennsylvania
$16M -$196K -738 -1%
GA
44
GFS Advisors
Texas
$15.8M +$12M +45,020 +166%
Jones Financial Companies
45
Jones Financial Companies
Missouri
$15.4M +$2.19M +8,258 +13%
GB
46
Gunma Bank
Japan
$15.1M +$18.2M +68,700 New
PVH
47
Psagot Value Holdings
Israel
$14.3M +$10.1M +38,104 +140%
Northern Trust
48
Northern Trust
Illinois
$13.7M +$741K +2,791 +5%
BAM
49
Broadmark Asset Management
California
$13.6M +$16.5M +62,100 New
SI
50
Stephens Inc
Arkansas
$12.7M -$4.85M -18,275 -24%

DIA Hedge Fund Activity: Q1 2020 in Review

718 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q1 2020, worth a combined $5.17B — down 35% from $7.93B a quarter earlier.

Sellers outnumbered buyers: 127 funds closed out of DIA and 97 opened new positions — a net loss of 30 holders — while 257 trimmed existing stakes and 201 added.

The largest buyer was Sumitomo Mitsui Financial Group, opening a new position worth an estimated $130M. The largest seller was Churchill Management, exiting entirely with an estimated $389M sold.

  • 718 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q1 2020, down from 755 in Q4 2019.
  • Funds reported $5.17B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q1 2020, down 35% quarter-over-quarter.
  • 97 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q1 2020 and 127 closed out, a net change of -30 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q1 2020 was Sumitomo Mitsui Financial Group, an estimated $130M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q1 2020 was Churchill Management, an estimated $389M sold.

Based on aggregated 13F filings for Q1 2020.