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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

630 hedge funds and large institutions have $6.49B invested in SPDR Dow Jones Industrial Average ETF Trust in 2018 Q4 according to their latest regulatory filings, with 102 funds opening new positions, 187 increasing their positions, 189 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
630
Holders Change
+23
Holders Change %
+3.79%
% of All Funds
14.06%
Holding in Top 10
38
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-5%
% of All Funds
0.85%
New
102
Increased
187
Reduced
189
Closed
73
Calls
$3.57B
Puts
$3.09B
Net Calls
+$482M
Net Calls Change
-$1.21B

Top Buyers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$343M
2
Bank of America
Bank of America
North Carolina
+$222M
3
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance)
Ontario, Canada
+$130M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$123M
5
Morgan Stanley
Morgan Stanley
New York
+$49.8M

Top Sellers

1
SMFG
Sumitomo Mitsui Financial Group
Japan
-$215M
2
MSU
Mizuho Securities USA
New York
-$203M
3
Nomura Holdings
Nomura Holdings
Japan
-$176M
4
Citadel Advisors
Citadel Advisors
Florida
-$138M
5
CWM
Cornerstone Wealth Management
Missouri
-$133M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWRP
401
Summit Wealth & Retirement Planning
California
$367K +$367K +1,576 New
OC
402
Oarsman Capital
Wisconsin
$366K -$31.5K -135 -8%
BCM
403
Bayesian Capital Management
New York
$366K +$366K +1,568 New
MC
404
Moors & Cabot
Massachusetts
$364K -$45.3K -194 -11%
BC
405
Burney Company
Virginia
$364K +$11.7K +50 +3%
SWM
406
SeaCrest Wealth Management
New York
$362K -$48.7K -209 -12%
GLA
407
Good Life Advisors
Pennsylvania
$361K +$113K +484 +46%
NA
408
Nottingham Advisors
New York
$360K – – –
SFA
409
Semmax Financial Advisors
North Carolina
$360K +$360K +1,544 New
CAN
410
Claraphi Advisory Network
United States
$358K +$358K +1,535 New
WF
411
WoodTrust Financial
Wisconsin
$355K +$26.6K +114 +8%
JIC
412
Joel Isaacson & Co
New York
$353K -$479K -1,999 -58%
TPCM
413
Three Peaks Capital Management
Colorado
$352K +$4.66K +20 +1%
MHS
414
M Holdings Securities
Oregon
$351K – – –
VCM
415
Vivaldi Capital Management
Illinois
$351K +$52.3K +224 +18%
KWM
416
Kingsview Wealth Management
Oregon
$350K +$10.2K +44 +3%
PSG
417
Planning Solutions Group
Maryland
$350K +$350K +1,500 New
HIIFS
418
Harel Insurance Investments & Financial Services
Israel
$349K +$316K +1,359 +971%
Nomura Asset Management
419
Nomura Asset Management
Japan
$344K +$152K +651 +79%
SIA
420
Strategic Investment Advisors
Michigan
$343K +$343K +1,471 New
GIA
421
Gladstone Institutional Advisory
Florida
$339K +$339K +1,453 New
JWBC
422
J.W. Burns & Co
New York
$338K – – –
ACI
423
Alpha Cubed Investments
California
$335K – – –
SSB
424
Sandy Spring Bank
Maryland
$334K – – –
PWLP
425
Prio Wealth Limited Partnership
Massachusetts
$328K – – –
15 16
17
18 19