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State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
PA
401
Parallel Advisors
California
$41K +$39.6K +210 New
IWC
402
Integrated Wealth Counsel
California
$40K
PFBT
403
Parkside Financial Bank & Trust
Missouri
$40K
SIAP
404
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$40K +$37.7K +200 New
GRP
405
Global Retirement Partners
California
$33K +$31.3K +166 New
AOWM
406
Alpha Omega Wealth Management
Virginia
$31K
BBHC
407
Brown Brothers Harriman & Co
New York
$30K
SPIA
408
Steward Partners Investment Advisory
New York
$29K +$28.3K +150 New
Carson Wealth (CWM LLC)
409
Carson Wealth (CWM LLC)
Nebraska
$27K
HIIFS
410
Harel Insurance Investments & Financial Services
Israel
$27K
TDC
411
Thompson Davis & Co
Virginia
$26K +$24.5K +130 New
FM
412
Forward Management
California
$25K -$185K -979 -88%
DRS
413
Deane Retirement Strategies
Louisiana
$24K
MIM
414
Macroview Investment Management
Maryland
$24K
SEI Investments
415
SEI Investments
Pennsylvania
$21K -$1.89K -10 -9%
BKA
416
Brick & Kyle Associates
Pennsylvania
$20K
MSFP
417
Mark Sheptoff Financial Planning
Connecticut
$20K
SNT
418
Security National Trust
West Virginia
$20K
MBT
419
Monroe Bank & Trust
Michigan
$20K +$18.9K +100 New
LWMT
420
Legacy Wealth Management (Tennessee)
Tennessee
$16K +$15.3K +81 New
LF
421
Lee Financial
Texas
$15K +$14.1K +75 New
CFA
422
CT Financial Advisors
Pennsylvania
$13.2K
IIC
423
Integrated Investment Consultants
Michigan
$13K -$2.07K -11 -15%
LNB
424
Ledyard National Bank
$12K
SFG
425
SevenBridge Financial Group
Pennsylvania
$12K

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.