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State Street SPDR Dow Jones Industrial Average ETF Trust

384 hedge funds and large institutions have $3.61B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more call options, than puts

Call options by funds: $2.16B | Put options by funds: $1.91B

3% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 29

5% less capital invested

Capital invested by funds: $3.8B → $3.61B (-$188M)

2% less funds holding

Funds holding: 390384 (-6)

3.39% less ownership

Funds ownership: 32.29%28.9% (-3.4%)

18% less funds holding in top 10

Funds holding in top 10: 2823 (-5)

34% less repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 143

Holders
384
Holders Change
-6
Holders Change %
-1.54%
% of All Funds
10.25%
Holding in Top 10
23
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-17.86%
% of All Funds
0.61%
New
30
Increased
95
Reduced
143
Closed
29
Calls
$2.16B
Puts
$1.91B
Net Calls
+$253M
Net Calls Change
+$84.8M
Name Holding Trade Value Shares
Change
Change in
Stake
IWC
351
Integrated Wealth Counsel
California
$37K +$36.7K +200 New
FTUS
352
Flow Traders U.S.
New York
$36K -$294K -1,601 -89%
WIC
353
Woodmont Investment Counsel
Tennessee
$35K +$35.3K +192 New
ACM
354
Argentus Capital Management
Texas
$34K
AOWM
355
Alpha Omega Wealth Management
Virginia
$29K
BBHC
356
Brown Brothers Harriman & Co
New York
$27K -$138K -750 -83%
Carson Wealth (CWM LLC)
357
Carson Wealth (CWM LLC)
Nebraska
$25K
DRS
358
Deane Retirement Strategies
Louisiana
$22K
MIM
359
Macroview Investment Management
Maryland
$22K
SEI Investments
360
SEI Investments
Pennsylvania
$21K +$3.12K +17 +17%
BKA
361
Brick & Kyle Associates
Pennsylvania
$18K
MSFP
362
Mark Sheptoff Financial Planning
Connecticut
$18K
SNT
363
Security National Trust
West Virginia
$18K
JWA
364
JFS Wealth Advisors
Pennsylvania
$15K +$15.1K +82 New
IIC
365
Integrated Investment Consultants
Michigan
$14K
CFA
366
CT Financial Advisors
Pennsylvania
$12.2K
SFG
367
SevenBridge Financial Group
Pennsylvania
$12K
AIM
368
Advantage Investment Management
Iowa
$11K -$446K -2,431 -98%
LNB
369
Ledyard National Bank
$11K
CYG
370
Clean Yield Group
Vermont
$10K
CWM
371
Cranbrook Wealth Management
Michigan
$9K
DADC
372
D.A. Davidson & Co
Montana
$9K
TSW
373
Thompson Siegel & Walmsley
Virginia
$9K
VCM
374
Versant Capital Management
Arizona
$9K
WCM
375
Wealthcare Capital Management
Virginia
$9K

DIA Hedge Fund Activity: Q3 2016 in Review

384 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2016, worth a combined $3.61B — down 5% from $3.8B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new DIA positions and 29 closed out — a net gain of 1 holder — while 95 added to existing stakes and 143 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $293M. The largest seller was Citigroup, cutting an estimated $234M.

  • 384 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2016, down from 390 in Q2 2016.
  • Funds reported $3.61B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2016, down 5% quarter-over-quarter.
  • 30 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2016 and 29 closed out, a net change of +1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2016 was Goldman Sachs, an estimated $293M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2016 was Citigroup, an estimated $234M sold.

Based on aggregated 13F filings for Q3 2016.