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State Street SPDR Dow Jones Industrial Average ETF Trust

384 hedge funds and large institutions have $3.61B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more call options, than puts

Call options by funds: $2.16B | Put options by funds: $1.91B

3% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 29

5% less capital invested

Capital invested by funds: $3.8B → $3.61B (-$188M)

2% less funds holding

Funds holding: 390384 (-6)

3.39% less ownership

Funds ownership: 32.29%28.9% (-3.4%)

18% less funds holding in top 10

Funds holding in top 10: 2823 (-5)

34% less repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 143

Holders
384
Holders Change
-6
Holders Change %
-1.54%
% of All Funds
10.25%
Holding in Top 10
23
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-17.86%
% of All Funds
0.61%
New
30
Increased
95
Reduced
143
Closed
29
Calls
$2.16B
Puts
$1.91B
Net Calls
+$253M
Net Calls Change
+$84.8M
Name Holding Trade Value Shares
Change
Change in
Stake
IFAM
301
Institutional & Family Asset Management
Colorado
$222K +$1.28K +7 +0.6%
CG
302
Caprock Group
Idaho
$222K +$223K +1,216 New
Millennium Management
303
Millennium Management
New York
$219K -$974K -5,307 -82%
VF
304
Virtu Financial
New York
$216K +$217K +1,184 New
YP
305
Yellowstone Partners
Idaho
$214K +$215K +1,169 New
RWA
306
Ropes Wealth Advisors
Massachusetts
$212K
IIA
307
IPG Investment Advisors
California
$205K
IC
308
Inverness Counsel
New York
$205K
MFT
309
Moisand Fitzgerald Tamayo
Florida
$205K +$206K +1,124 New
FM
310
Forward Management
California
$203K -$143M -779,463 -100%
SF
311
Synovus Financial
Georgia
$202K
CWM
312
Catamount Wealth Management
Connecticut
$201K -$36.7K -200 -15%
NSIM
313
North Star Investment Management
Illinois
$199K +$4.59K +25 +2%
S
314
SignatureFD
Georgia
$184K +$76.6K +417 +71%
JFA
315
JNBA Financial Advisors
Minnesota
$184K +$185K +1,005 New
CFG
316
Citizens Financial Group
Rhode Island
$177K -$73.5K -400 -29%
HIIFS
317
Harel Insurance Investments & Financial Services
Israel
$175K
TWA
318
TCI Wealth Advisors
Arizona
$160K
ACS
319
Archford Capital Strategies
Illinois
$152K -$38.6K -210 -20%
MWM
320
MinichMacGregor Wealth Management
New York
$146K
CHC
321
City Holding Co
West Virginia
$137K
WAS
322
Winch Advisory Services
Wisconsin
$136K -$1.28K -7 -0.9%
H
323
Hexavest
Quebec, Canada
$134K
FNBSF
324
First National Bank Sioux Falls
South Dakota
$129K
BFEC
325
Benjamin F. Edwards & Company
Missouri
$129K +$367 +2 +0.3%

DIA Hedge Fund Activity: Q3 2016 in Review

384 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2016, worth a combined $3.61B — down 5% from $3.8B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new DIA positions and 29 closed out — a net gain of 1 holder — while 95 added to existing stakes and 143 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $293M. The largest seller was Citigroup, cutting an estimated $234M.

  • 384 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2016, down from 390 in Q2 2016.
  • Funds reported $3.61B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2016, down 5% quarter-over-quarter.
  • 30 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2016 and 29 closed out, a net change of +1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2016 was Goldman Sachs, an estimated $293M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2016 was Citigroup, an estimated $234M sold.

Based on aggregated 13F filings for Q3 2016.