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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

310 hedge funds and large institutions have $4.09B invested in SPDR Dow Jones Industrial Average ETF Trust in 2014 Q2 according to their latest regulatory filings, with 30 funds opening new positions, 88 increasing their positions, 110 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
310
Holders Change
–
Holders Change %
0%
% of All Funds
8.92%
Holding in Top 10
21
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-12.5%
% of All Funds
0.6%
New
30
Increased
88
Reduced
110
Closed
29
Calls
$1.53B
Puts
$1.87B
Net Calls
-$335M
Net Calls Change
+$399M

Top Buyers

1
Nomura Holdings
1
Nomura Holdings
Japan
$200M
2
Goldman Sachs
2
Goldman Sachs
New York
$644M
3
GC
3
Guggenheim Capital
Illinois
$101M
4
Wells Fargo
4
Wells Fargo
California
$312M
5
OA
5
Oxbow Advisors
Texas
$19.1M

Top Sellers

1
NB
1
Norinchukin Bank
Japan
$0
2
Deutsche Bank
2
Deutsche Bank
Germany
$93.1M
3
MB
3
Mizuho Bank
Japan
$0
4
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$11.2M
5
Barclays
5
Barclays
United Kingdom
$1.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
LNB
301
Ledyard National Bank
$10K – – –
Toronto Dominion Bank
302
Toronto Dominion Bank
Ontario, Canada
$8K -$35.6K -200 -82%
BWFA
303
Baltimore-Washington Financial Advisors
Maryland
$8K – – –
OIA
304
Optimum Investment Advisors
Illinois
$8K – – –
DADC
305
D.A. Davidson & Co
Montana
$8K – – –
WCM
306
Wealthcare Capital Management
Virginia
$8K – – –
FMII
307
Farmers & Merchants Investments Inc
Nebraska
$6K – – –
FMP
308
Financial Management Professionals
Texas
$5K – – –
Walleye Trading
309
Walleye Trading
New York
$3.69K +$3.14K +18,681 +564%
ECM
310
Exchange Capital Management
Michigan
$2K – – –
TCOV
311
Trust Company of Vermont
Vermont
$2K – – –
NB
312
Norinchukin Bank
Japan
– -$136M -825,113 Closed
MB
313
Mizuho Bank
Japan
– -$75.6M -460,000 Closed
AT
314
Allston Trading
Illinois
– -$10.1M -61,513 Closed
LGWM
315
Litman Gregory Wealth Management
California
– -$6.41M -39,000 Closed
N
316
Natixis
France
– -$2.96M -18,000 Closed
CCA
317
Catalyst Capital Advisors
New York
– -$2.07M -12,600 Closed
WA
318
Waverly Advisors
Alabama
– -$1.76M -10,722 Closed
Fiera Capital (Canada)
319
Fiera Capital (Canada)
Quebec, Canada
– -$1.64M -10,004 Closed
EI
320
Excelsia Inc
Georgia
– -$1.08M -6,551 Closed
PSW
321
Portfolio Strategies (Washington)
Washington
– -$1.08M -6,550 Closed
IG
322
ING Group
Netherlands
– -$1.01M -6,137 Closed
QC
323
QCM Cayman
Texas
– -$787K -4,791 Closed
SGH
324
Schonfeld Group Holdings
New York
– -$558K -3,400 Closed
PG
325
Portola Group
California
– -$509K -3,100 Closed
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13
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