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State Street SPDR Dow Jones Industrial Average ETF Trust

267 hedge funds and large institutions have $4.4B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more call options, than puts

Call options by funds: $1.91B | Put options by funds: $1.32B

3% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 35

2% less funds holding

Funds holding: 273267 (-6)

4.11% less ownership

Funds ownership: 45.44%41.34% (-4.1%)

20% less repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 96

20% less capital invested

Capital invested by funds: $5.51B → $4.4B (-$1.1B)

21% less funds holding in top 10

Funds holding in top 10: 3427 (-7)

Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.65%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M
Name Holding Trade Value Shares
Change
Change in
Stake
First Manhattan
251
First Manhattan
New York
$30K
WF
252
WealthTrust Fairport
Ohio
$29K +$29K +190 New
OIA
253
Optimum Investment Advisors
Illinois
$29K +$29.5K +193 New
TF
254
Tompkins Financial
New York
$27K
HCM
255
Horrell Capital Management
Arkansas
$27K +$22.9K +150 +150%
MBT
256
Monroe Bank & Trust
Michigan
$22K
GI
257
Gradient Investments
Minnesota
$21K
FWM
258
Focused Wealth Management
New York
$20K +$19.8K +130 New
AFIA
259
America First Investment Advisors
Nebraska
$18K +$7.63K +50 +71%
PFS
260
Penseco Financial Services
Pennsylvania
$17K +$16.9K +111 New
CBT
261
Central Bank & Trust
Kentucky
$15K
FAM
262
Formidable Asset Management
Ohio
$15K +$15.3K +100 New
CCM
263
Chilton Capital Management
Texas
$12.1K
BWFA
264
Baltimore-Washington Financial Advisors
Maryland
$8K
WCM
265
Wealthcare Capital Management
Virginia
$7K
FMP
266
Financial Management Professionals
Texas
$5K
ECM
267
Exchange Capital Management
Michigan
$2K
TCOV
268
Trust Company of Vermont
Vermont
$2K
MB
269
MUFG Bank
Japan
-$523M -3,520,000 Closed
RMPT
270
Raytheon Master Pension Trust
Massachusetts
-$176M -1,174,924 Closed
CM
271
Churchill Management
California
-$126M -847,511 Closed
Mirae Asset Global Investments
272
Mirae Asset Global Investments
South Korea
-$50.4M -339,600 Closed
DCC
273
Dow Chemical Company
Michigan
-$19.5M -131,050 Closed
MB
274
Mizuho Bank
Japan
-$14.9M -100,000 Closed
TH
275
Timber Hill
Connecticut
-$10.4M -68,156 Closed

DIA Hedge Fund Activity: Q3 2013 in Review

267 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2013, worth a combined $4.4B — down 20% from $5.51B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of DIA and 34 opened new positions — a net loss of 1 holder — while 96 trimmed existing stakes and 77 added.

The largest buyer was Bank of America, adding an estimated $129M. The largest seller was MUFG Bank, exiting entirely with an estimated $523M sold.

  • 267 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2013, down from 273 in Q2 2013.
  • Funds reported $4.4B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2013, down 20% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2013 and 35 closed out, a net change of -1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2013 was Bank of America, an estimated $129M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2013 was MUFG Bank, an estimated $523M sold.

Based on aggregated 13F filings for Q3 2013.