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State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
BRF
226
B. Riley Financial
California
$708K -$23.6K -125 -3%
IC
227
InterOcean Capital
Illinois
$702K +$84.8K +450 +14%
LFAS
228
Level Four Advisory Services
Texas
$699K +$667K +3,538 New
MCM
229
MAI Capital Management
Ohio
$697K
GT
230
Glenmede Trust
Pennsylvania
$672K +$45.3K +240 +8%
LPIC
231
LeJeune Puetz Investment Counsel
Michigan
$660K +$2.56M +13,580 New
CAS
232
Cue Advisory Services
Arizona
$658K -$230K -1,221 -27%
MWM
233
Mission Wealth Management
California
$653K
SCM
234
Schnieders Capital Management
California
$641K +$79K +419 +15%
GA
235
Geneva Advisors
Illinois
$634K +$182K +966 +43%
BCM
236
Bayesian Capital Management
New York
$624K +$596K +3,161 New
HI
237
Hudock Inc
Pennsylvania
$623K +$463K +2,454 +350%
AF
238
Aldebaran Financial
$619K +$110K +585 +23%
ACP
239
Aveo Capital Partners
Colorado
$618K +$590K +3,129 New
MCM
240
MV Capital Management
Maryland
$615K +$587K +3,114 New
MCM
241
Maryland Capital Management
Maryland
$613K +$185K +979 +46%
CB
242
Commerce Bank
Missouri
$610K +$79K +419 +16%
ADL
243
Asset Dedication LLC
California
$574K -$15.3K -81 -3%
SAM
244
SignalPoint Asset Management
Missouri
$572K -$20.4K -108 -4%
JWBC
245
J.W. Burns & Co
New York
$571K
FCAG
246
First Capital Advisors Group
New Jersey
$563K +$538K +2,852 New
PCM
247
Penserra Capital Management
California
$541K +$517K +2,744 New
FANJ
248
Financial Architects (New Jersey)
New Jersey
$540K +$54.9K +291 +12%
KA
249
Kovack Advisors
Florida
$538K +$17.7K +94 +4%
AA
250
Alesco Advisors
New York
$535K -$137K -725 -21%

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.