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State Street SPDR Dow Jones Industrial Average ETF Trust

267 hedge funds and large institutions have $4.4B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more call options, than puts

Call options by funds: $1.91B | Put options by funds: $1.32B

3% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 35

2% less funds holding

Funds holding: 273267 (-6)

4.11% less ownership

Funds ownership: 45.44%41.34% (-4.1%)

20% less repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 96

20% less capital invested

Capital invested by funds: $5.51B → $4.4B (-$1.1B)

21% less funds holding in top 10

Funds holding in top 10: 3427 (-7)

Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.65%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M
Name Holding Trade Value Shares
Change
Change in
Stake
SIC
226
Salem Investment Counselors
North Carolina
$209K
PP
227
Patten & Patten
Tennessee
$204K -$5.95K -39 -3%
WB
228
Webster Bank
Connecticut
$204K +$206K +1,353 New
BFEC
229
Benjamin F. Edwards & Company
Missouri
$201K
LBG
230
Lloyds Banking Group
United Kingdom
$200K
BIM
231
Bridgecreek Investment Management
Oklahoma
$198K +$14.5K +95 +8%
AA
232
Apriem Advisors
California
$194K
FNBT
233
FineMark National Bank & Trust
Florida
$166K
PSUF
234
People's United Financial
Connecticut
$159K
HHMI
235
Howard Hughes Medical Institute
Maryland
$155K +$156K +1,025 New
WRM
236
Westport Resources Management
Connecticut
$117K
Schroder Investment Management Group
237
Schroder Investment Management Group
United Kingdom
$116K +$117K +767 New
RIA
238
Regal Investment Advisors
Michigan
$114K -$675K -4,421 -85%
FNBSF
239
First National Bank Sioux Falls
South Dakota
$106K
SFSIG
240
San Francisco Sentry Investment Group
California
$66K +$67.2K +440 New
EWM
241
Edge Wealth Management
New York
$53K +$305 +2 +0.6%
CAPTRUST Financial Advisors
242
CAPTRUST Financial Advisors
North Carolina
$52K
KTC
243
Kistler-Tiffany Companies
Pennsylvania
$51K +$305 +2 +0.6%
RFA
244
Reilly Financial Advisors
California
$49K
VCM
245
Vigilant Capital Management
Maine
$48K
CFA
246
Carroll Financial Associates
North Carolina
$43K +$7.33K +48 +20%
BCAM
247
Boston Common Asset Management
Massachusetts
$38K -$10.7K -70 -22%
Toronto Dominion Bank
248
Toronto Dominion Bank
Ontario, Canada
$37K
FMII
249
Farmers & Merchants Investments Inc
Nebraska
$36K
BIM
250
BlackRock Investment Management
Delaware
$35K +$35K +229 New

DIA Hedge Fund Activity: Q3 2013 in Review

267 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2013, worth a combined $4.4B — down 20% from $5.51B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of DIA and 34 opened new positions — a net loss of 1 holder — while 96 trimmed existing stakes and 77 added.

The largest buyer was Bank of America, adding an estimated $129M. The largest seller was MUFG Bank, exiting entirely with an estimated $523M sold.

  • 267 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2013, down from 273 in Q2 2013.
  • Funds reported $4.4B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2013, down 20% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2013 and 35 closed out, a net change of -1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2013 was Bank of America, an estimated $129M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2013 was MUFG Bank, an estimated $523M sold.

Based on aggregated 13F filings for Q3 2013.