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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
51
Carson Wealth (CWM LLC)
Nebraska
$41K +$578 +22 +1%
CFB
52
Cullen/Frost Bankers
Texas
$39K
SWM
53
Spire Wealth Management
Virginia
$36K -$89.5K -3,408 -71%
NSIM
54
North Star Investment Management
Illinois
$35K
IRC
55
Investors Research Corp
Georgia
$31K
HA
56
Herold Advisors
New York
$26K +$26.3K +1,000 New
Fifth Third Bancorp
57
Fifth Third Bancorp
Ohio
$26K +$26K +989 New
MA
58
MCF Advisors
Kentucky
$24K +$24.4K +928 New
APA
59
American Portfolios Advisors
New York
$14.9K
Rockefeller Capital Management
60
Rockefeller Capital Management
New York
$14K +$14.6K +556 New
WB
61
Webster Bank
Connecticut
$10K
SIS
62
Sound Income Strategies
Florida
$6K
IA
63
IFP Advisors
Florida
$4K +$4.36K +166 New
JG
64
Jefferies Group
New York
-$1.51M -54,359 Closed
WAM
65
Wolverine Asset Management
Illinois
-$1.3M -46,736 Closed
Creative Planning
66
Creative Planning
Kansas
-$218K -17,066 Closed
AF
67
Advisornet Financial
Minnesota
-$423K -15,235 Closed
NA
68
NewEdge Advisors
Louisiana
-$246K -8,865 Closed
SCA
69
Snowden Capital Advisors
New York
-$76K -2,742 Closed
EL
70
EMFO LLC
Florida
-$60K -2,160 Closed
JRFS
71
James Reed Financial Services
Ohio
-$35K -1,288 Closed
TCWM
72
Total Clarity Wealth Management
Illinois
-$5K -178 Closed