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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SWM
51
Spire Wealth Management
Virginia
$133K -$284K -10,055 -68%
HNB
52
Huntington National Bank
Ohio
$78K
SCA
53
Snowden Capital Advisors
New York
$76K +$77.4K +2,742 New
EL
54
EMFO LLC
Florida
$60K
GWM
55
Geneos Wealth Management
Colorado
$54K
Carson Wealth (CWM LLC)
56
Carson Wealth (CWM LLC)
Nebraska
$44K +$44.3K +1,568 New
PFGIA
57
Patriot Financial Group Insurance Agency
Massachusetts
$43K +$169 +6 +0.4%
CFB
58
Cullen/Frost Bankers
Texas
$42K
NSIM
59
North Star Investment Management
Illinois
$38K +$14.1K +500 +59%
JRFS
60
James Reed Financial Services
Ohio
$35K +$36.4K +1,288 New
IRC
61
Investors Research Corp
Georgia
$33K
APA
62
American Portfolios Advisors
New York
$15.9K
WB
63
Webster Bank
Connecticut
$10K -$3.47K -123 -25%
SIS
64
Sound Income Strategies
Florida
$7K -$6.66K -236 -50%
TCWM
65
Total Clarity Wealth Management
Illinois
$5K
ATPW
66
Ashton Thomas Private Wealth
Arizona
-$1.17M -40,710 Closed
ASFA
67
All Season Financial Advisors
Colorado
-$517K -17,945 Closed
HI
68
Harbour Investments
Wisconsin
-$246K -8,720 Closed
GCP
69
Gill Capital Partners
Colorado
-$205K -7,134 Closed
GSWM
70
Golden State Wealth Management
California
-$204K -7,076 Closed
CI
71
CX Institutional
Indiana
-$124K -4,290 Closed
WLPWM
72
Walled Lake Planning & Wealth Management
Illinois
-$111K -3,850 Closed
FIA
73
FNY Investment Advisers
New York
-$60K -2,100 Closed
HA
74
Herold Advisors
New York
-$28K -1,000 Closed
MA
75
MCF Advisors
Kentucky
-$26K -896 Closed