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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Mercer Global Advisors
51
Mercer Global Advisors
Colorado
$215K
GCP
52
Gill Capital Partners
Colorado
$205K
GSWM
53
Golden State Wealth Management
California
$204K -$3.82K -130 -2%
Northwestern Mutual Wealth Management
54
Northwestern Mutual Wealth Management
Wisconsin
$168K +$42.3K +1,438 +33%
CI
55
CX Institutional
Indiana
$124K
WLPWM
56
Walled Lake Planning & Wealth Management
Illinois
$111K
HNB
57
Huntington National Bank
Ohio
$81K
EL
58
EMFO LLC
Florida
$62K +$63.5K +2,160 New
FIA
59
FNY Investment Advisers
New York
$60K +$61.7K +2,100 New
GWM
60
Geneos Wealth Management
Colorado
$56K -$9.46K -322 -14%
PFGIA
61
Patriot Financial Group Insurance Agency
Massachusetts
$45K +$176 +6 +0.4%
CFB
62
Cullen/Frost Bankers
Texas
$43K
IRC
63
Investors Research Corp
Georgia
$35K
HA
64
Herold Advisors
New York
$28K +$29.4K +1,000 New
MA
65
MCF Advisors
Kentucky
$26K +$441 +15 +2%
NSIM
66
North Star Investment Management
Illinois
$24K
Citigroup
67
Citigroup
New York
$22K -$7.17K -244 -24%
DOA
68
D'Orazio & Associates
Virginia
$20K +$13.2K +450 +179%
APA
69
American Portfolios Advisors
New York
$16.5K
SIS
70
Sound Income Strategies
Florida
$14K
WB
71
Webster Bank
Connecticut
$14K
TCWM
72
Total Clarity Wealth Management
Illinois
$5K +$5.23K +178 New
AWA
73
Arkadios Wealth Advisors
Georgia
$2K -$18.5K -628 -88%
BBA
74
BLB&B Advisors
Pennsylvania
-$206K -7,038 Closed
TFS
75
TrustCore Financial Services
Tennessee
-$15K -500 Closed