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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CCM
26
Covington Capital Management
California
$349K
RWA
27
Ropes Wealth Advisors
Massachusetts
$347K +$393K +18,294 New
ASFA
28
All Season Financial Advisors
Colorado
$319K +$16K +745 +5%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$315K +$10.6K +496 +3%
AHC
30
Adell Harriman & Carpenter
Texas
$300K -$51.5K -2,400 -13%
KAS
31
Kestra Advisory Services
Texas
$260K -$14.2K -663 -5%
RJT
32
Raymond James Trust
Florida
$246K +$10.7K +500 +4%
BW
33
Bison Wealth
Georgia
$231K -$859 -40 -0.3%
ACP
34
Aviance Capital Partners
Florida
$214K
FFA
35
First Foundation Advisors
California
$212K -$5.79K -270 -2%
HighTower Advisors
36
HighTower Advisors
Illinois
$212K +$5.77K +269 +2%
UBS Group
37
UBS Group
Switzerland
$208K +$22.3K +1,041 +11%
SPIA
38
Steward Partners Investment Advisory
New York
$181K -$83K -3,868 -29%
Bank of America
39
Bank of America
North Carolina
$162K +$10.9K +510 +6%
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$109K +$1.01K +47 +0.8%
HNB
41
Huntington National Bank
Ohio
$55K
PTC
42
Private Trust Company
Ohio
$38K +$42.9K +2,000 New
TWM
43
Tradition Wealth Management
Minnesota
$36K
Carson Wealth (CWM LLC)
44
Carson Wealth (CWM LLC)
Nebraska
$33K +$2.79K +130 +8%
CFB
45
Cullen/Frost Bankers
Texas
$28K
NSIM
46
North Star Investment Management
Illinois
$26K
SWM
47
Spire Wealth Management
Virginia
$26K
IRC
48
Investors Research Corp
Georgia
$23K
OCM
49
Osterweis Capital Management
California
$21K
Fifth Third Bancorp
50
Fifth Third Bancorp
Ohio
$19K