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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CAN
26
Cetera Advisor Networks
California
$590K -$97.4K -3,708 -14%
AHC
27
Adell Harriman & Carpenter
Texas
$570K -$47.3K -1,800 -8%
Bank of America
28
Bank of America
North Carolina
$559K -$6.57K -250 -1%
CCM
29
Covington Capital Management
California
$531K
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$480K -$89.1K -3,392 -16%
IFG
31
Independent Financial Group
California
$425K +$112K +4,272 +35%
KAS
32
Kestra Advisory Services
Texas
$389K +$6.41K +244 +2%
FFA
33
First Foundation Advisors
California
$344K -$95.4K -3,631 -22%
RJT
34
Raymond James Trust
Florida
$325K +$14.7K +558 +5%
SPIA
35
Steward Partners Investment Advisory
New York
$323K +$57.6K +2,191 +21%
BW
36
Bison Wealth
Georgia
$319K -$28.6K -1,090 -8%
ACP
37
Aviance Capital Partners
Florida
$319K
UBS Group
38
UBS Group
Switzerland
$314K +$32.1K +1,222 +11%
HighTower Advisors
39
HighTower Advisors
Illinois
$310K +$447 +17 +0.1%
BCP
40
Berkeley Capital Partners
Georgia
$260K
IAP
41
Indie Asset Partners
Indiana
$253K
CG
42
Clarus Group
Texas
$252K -$87.5K -3,331 -26%
Neuberger Berman Group
43
Neuberger Berman Group
New York
$208K
Mercer Global Advisors
44
Mercer Global Advisors
Colorado
$207K +$13.1K +500 +7%
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$116K -$24.7K -939 -17%
HNB
46
Huntington National Bank
Ohio
$76K
PFS
47
Prospera Financial Services
Texas
$56K +$56.3K +2,144 New
MCC
48
Money Concepts Capital
Florida
$50K +$50.8K +1,934 New
GWM
49
Geneos Wealth Management
Colorado
$46K -$4.33K -165 -8%
PFGIA
50
Patriot Financial Group Insurance Agency
Massachusetts
$41K +$184 +7 +0.5%