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BTO

John Hancock Financial Opportunities Fund

65 hedge funds and large institutions have $155M invested in John Hancock Financial Opportunities Fund in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 27 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 16

16% more capital invested

Capital invested by funds: $134M → $155M (+$21.6M)

0.44% more ownership

Funds ownership: 19%19.44% (+0.44%)

4% less funds holding

Funds holding: 6865 (-3)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

Holders
65
Holders Change
-3
Holders Change %
-4.41%
% of All Funds
1.14%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
27
Reduced
16
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IFWM
26
Institute for Wealth Management
Colorado
$465K
DADC
27
D.A. Davidson & Co
Montana
$461K -$8.21K -203 -2%
WS
28
Wedbush Securities
California
$425K +$8.41K +208 +2%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$423K -$28.4K -703 -7%
SI
30
Stephens Inc
Arkansas
$420K +$92.9K +2,299 +30%
JMPWA
31
JP Morgan Private Wealth Advisors
California
$413K +$3.27K +81 +0.8%
PAG
32
Private Advisor Group
New Jersey
$405K +$385K +9,524 New
JWCA
33
J.W. Cole Advisors
Florida
$372K +$354K +8,753 New
PG
34
Patten Group
Tennessee
$353K -$13.3K -329 -4%
Creative Planning
35
Creative Planning
Kansas
$321K +$72.8K +1,800 +31%
OC
36
Oppenheimer & Co
New York
$320K +$2.02K +50 +0.7%
MC
37
Moors & Cabot
Massachusetts
$308K
NB
38
Nicolet Bankshares
Wisconsin
$251K -$3.03K -75 -1%
GC
39
Guggenheim Capital
Illinois
$243K +$1.33K +33 +0.6%
CIA
40
Capital Investment Advisors
Georgia
$234K +$222K +5,500 New
AF
41
Advisornet Financial
Minnesota
$176K +$283 +7 +0.2%
Osaic Holdings
42
Osaic Holdings
Arizona
$170K +$8.49K +210 +6%
CF
43
Centaurus Financial
California
$101K +$95.6K +2,365 New
AF
44
Allworth Financial
California
$98K +$1.13K +28 +1%
TAM
45
Tucker Asset Management
Colorado
$73.8K +$67.7K +1,674 New
APA
46
American Portfolios Advisors
New York
$44.5K -$36.5K -903 -46%
TCWM
47
Total Clarity Wealth Management
Illinois
$43K +$41K +1,014 New
OC
48
Oakworth Capital
Alabama
$30K
GWM
49
Geneos Wealth Management
Colorado
$29K -$8.09K -200 -23%
CFGS
50
Concourse Financial Group Securities
Alabama
$24K

BTO Hedge Fund Activity: Q3 2021 in Review

65 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q3 2021, worth a combined $155M — up 16% from $134M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of BTO and 8 opened new positions — a net loss of 2 holders — while 16 trimmed existing stakes and 27 added.

The largest buyer was Morgan Stanley, adding an estimated $911K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $1.1M sold.

  • 65 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q3 2021, down from 68 in Q2 2021.
  • Funds reported $155M of John Hancock Financial Opportunities Fund stock for Q3 2021, up 16% quarter-over-quarter.
  • 8 funds opened new John Hancock Financial Opportunities Fund positions in Q3 2021 and 10 closed out, a net change of -2 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q3 2021 was Morgan Stanley, an estimated $911K added.
  • The largest John Hancock Financial Opportunities Fund seller in Q3 2021 was Wolverine Asset Management, an estimated $1.1M sold.

Based on aggregated 13F filings for Q3 2021.