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BTO

John Hancock Financial Opportunities Fund
BTO

57 hedge funds and large institutions have $60.1M invested in John Hancock Financial Opportunities Fund in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 23 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.27% less ownership

Funds ownership: 21.78% → 17.51% (-4.3%)

19% less funds holding

Funds holding: 70 → 57 (-13)

39% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 23

52% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 21

59% less capital invested

Capital invested by funds: $148M → $60.1M (-$87.7M)

Holders
57
Holders Change
-13
Holders Change %
-18.57%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
14
Reduced
23
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
+$1.6M
2
Bank of America
Bank of America
North Carolina
+$1.24M
3
COLIM
City of London Investment Management
United Kingdom
+$710K
4
LCM
Landscape Capital Management
New Jersey
+$646K
5
RJA
Raymond James & Associates
Florida
+$532K

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$12.7M
2
PP
Patten & Patten
Tennessee
-$9.92M
3
OCM
Orleans Capital Management
Louisiana
-$2.39M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.25M
5
Wells Fargo
Wells Fargo
California
-$1.51M
Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
26
Invesco
Georgia
$244K +$395K +13,311 New
JMPWA
27
JP Morgan Private Wealth Advisors
California
$233K -$2.34K -79 -0.6%
CAN
28
Cetera Advisor Networks
California
$233K +$377K +12,700 New
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$219K +$32.5K +1,097 +10%
CBOR
30
Community Bank of Raymore
Missouri
$215K -$148K -5,000 -30%
IFWM
31
Institute for Wealth Management
Colorado
$201K -$5.93K -200 -2%
WEC
32
Winslow Evans & Crocker
Massachusetts
$194K -$8.9K -300 -3%
FAM
33
Formidable Asset Management
Ohio
$191K +$310K +10,450 New
ASN
34
Advisory Services Network
Georgia
$130K +$193K +6,517 +1,108%
Rockefeller Capital Management
35
Rockefeller Capital Management
New York
$96K +$156K +5,260 New
Carson Wealth (CWM LLC)
36
Carson Wealth (CWM LLC)
Nebraska
$85K – – –
EP
37
Eudaimonia Partners
Tennessee
$50K +$15.2K +513 +23%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$46K -$800K -26,989 -91%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$29K +$29.7K +1,000 +167%
GWM
40
Geneos Wealth Management
Colorado
$28K +$14.8K +500 +50%
APA
41
American Portfolios Advisors
New York
$22K +$9.64K +325 +37%
NFG
42
Next Financial Group
Texas
$17K +$26.7K +900 New
BFEC
43
Benjamin F. Edwards & Company
Missouri
$15K -$9.55K -322 -28%
RFM
44
Royal Fund Management
Florida
$15K – – –
OC
45
Oakworth Capital
Alabama
$13K – – –
GI
46
Gradient Investments
Minnesota
$10K +$16.3K +550 New
WQ
47
Wealth Quarterback
New Jersey
$8.16K +$208 +7 +2%
TF
48
TimeScale Financial
Massachusetts
$8K -$10.2K -343 -43%
AF
49
Advisornet Financial
Minnesota
$8K +$178 +6 +1%
TPCW
50
TD Private Client Wealth
New York
$7.91K – – –
1
2
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BTO Hedge Fund Activity: Q1 2020 in Review

57 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q1 2020, worth a combined $60.1M — down 59% from $148M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of BTO and 10 opened new positions — a net loss of 11 holders — while 23 trimmed existing stakes and 14 added.

The largest buyer was Karpus Investment Management, opening a new position worth an estimated $1.6M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $12.7M sold.

  • 57 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q1 2020, down from 70 in Q4 2019.
  • Funds reported $60.1M of John Hancock Financial Opportunities Fund stock for Q1 2020, down 59% quarter-over-quarter.
  • 10 funds opened new John Hancock Financial Opportunities Fund positions in Q1 2020 and 21 closed out, a net change of -11 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q1 2020 was Karpus Investment Management, an estimated $1.6M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q1 2020 was Raymond James Financial Services Advisors, an estimated $12.7M sold.

Based on aggregated 13F filings for Q1 2020.