Rockefeller Capital Management’s John Hancock Financial Opportunities Fund BTO Stock Holding History

Rockefeller Capital Management’s Portfolio BTO Stock Details BTO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-3,592	Closed	-$119K	–	2237
2022 Q4	$119K	Buy	3,592 +200	+6%	+$6.78K	﹤0.01%	1935
2022 Q3	$107K	Buy	3,392 +3,250	+2,289%	+$118K	﹤0.01%	1949
2022 Q2	$5K	Hold	142	–	–	﹤0.01%	3421
2022 Q1	$5K	Hold	142	–	–	﹤0.01%	3320
2021 Q4	$6K	Hold	142	–	–	﹤0.01%	3183
2021 Q3	$6K	Hold	142	–	–	﹤0.01%	3084
2021 Q2	$5K	Buy	+142	New	+$5.62K	﹤0.01%	3015
2020 Q4	–	Sell	-1,400	Closed	-$30K	–	2857
2020 Q3	$30K	Sell	1,400 -3,981	-74%	-$87.3K	﹤0.01%	1650
2020 Q2	$123K	Buy	5,381 +121	+2%	+$2.61K	﹤0.01%	1098
2020 Q1	$96K	Buy	+5,260	New	+$156K	﹤0.01%	1021
2019 Q3	–	Sell	-200	Closed	-$6K	–	1920
2019 Q2	$6K	Hold	200	–	–	﹤0.01%	1384
2019 Q1	$6K	Buy	+200	New	+$6.65K	﹤0.01%	1586

Other funds holding BTO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

M1FG

Mach-1 Financial Group Rogers, Arkansas $284M AUM 20.71% 1-Year Est. Return

NSAM

North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Rockefeller Capital Management's BTO Position: Q1 2023 in Review

Rockefeller Capital Management sold out of John Hancock Financial Opportunities Fund (BTO) in Q1 2023, closing a stake of 3,592 shares — an estimated $119K sold.

Rockefeller Capital Management first reported a position in BTO in Q1 2019 and held it in 12 quarters. The position peaked at $123K in Q2 2020. 67 funds tracked by Wall St. Rank hold BTO as of Q1 2023.

Rockefeller Capital Management reported no remaining John Hancock Financial Opportunities Fund position as of Q1 2023 after selling out during the quarter.
Rockefeller Capital Management sold 3,592 John Hancock Financial Opportunities Fund shares in Q1 2023, an estimated $119K.
Rockefeller Capital Management first reported a position in John Hancock Financial Opportunities Fund in Q1 2019 and held it in 12 quarters.
Rockefeller Capital Management's John Hancock Financial Opportunities Fund position peaked at $123K in Q2 2020.
67 funds tracked by Wall St. Rank held John Hancock Financial Opportunities Fund as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.