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BTO

John Hancock Financial Opportunities Fund
BTO

44 hedge funds and large institutions have $90.3M invested in John Hancock Financial Opportunities Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $84.7M → $90.3M (+$5.65M)

0.25% less ownership

Funds ownership: 17.82% → 17.57% (-0.25%)

10% less funds holding

Funds holding: 49 → 44 (-5)

39% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 18

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
44
Holders Change
-5
Holders Change %
-10.2%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.6M
2
Bank of America
Bank of America
North Carolina
+$550K
3
LPL Financial
LPL Financial
California
+$520K
4
UBS Group
UBS Group
Switzerland
+$358K
5
Wells Fargo
Wells Fargo
California
+$335K

Top Sellers

Rank Fund Capital Flow
1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$1.06M
2
DA
Doliver Advisors
Texas
-$729K
3
Invesco
Invesco
Georgia
-$715K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$338K
5
NSAM
North Star Asset Management
Wisconsin
-$212K
Name Holding Trade Value Shares
Change 		Change in
Stake
CWM
26
Concert Wealth Management
California
$319K – – –
GW
27
GW & Wade
Massachusetts
$319K +$312K +11,500 New
JMPWA
28
JP Morgan Private Wealth Advisors
California
$289K +$2.66K +98 +1%
WS
29
Wedbush Securities
California
$217K -$6.18K -228 -3%
DADC
30
D.A. Davidson & Co
Montana
$127K – – –
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$111K -$19K -700 -15%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$85K +$12.3K +452 +17%
Creative Planning
33
Creative Planning
Kansas
$76K – – –
JIR
34
James Investment Research
Ohio
$43K +$42.2K +1,557 New
PSUF
35
People's United Financial
Connecticut
$28K – – –
First Manhattan
36
First Manhattan
New York
$21K -$27 -1 -0.1%
GWM
37
Geneos Wealth Management
Colorado
$14K -$5.86K -216 -30%
MFS
38
MSI Financial Services
Massachusetts
$14K – – –
SHJ
39
Sharkey, Howes & Javer
Colorado
$11K – – –
AIM
40
Advantage Investment Management
Iowa
$6K – – –
US Bancorp
41
US Bancorp
Minnesota
$5K – – –
Citigroup
42
Citigroup
New York
$4K +$3.66K +135 New
NFG
43
Next Financial Group
Texas
$2K – – –
DA
44
Doliver Advisors
Texas
– -$729K -28,254 Closed
FHA
45
First Horizon Advisors
Tennessee
– -$82K -3,200 Closed
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
– -$53.8K -1,985 -100%
CTC
47
Central Trust Company
Missouri
– -$13K -500 Closed
TRCT
48
Tower Research Capital (TRC)
New York
– -$3K -100 Closed
Deutsche Bank
49
Deutsche Bank
Germany
– -$2K -83 Closed
1
2

BTO Hedge Fund Activity: Q3 2016 in Review

44 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q3 2016, worth a combined $90.3M — up 6.7% from $84.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of BTO and 3 opened new positions — a net loss of 4 holders — while 18 trimmed existing stakes and 11 added.

The largest buyer was Morgan Stanley, adding an estimated $2.6M. The largest seller was Janney Montgomery Scott, cutting an estimated $1.06M.

  • 44 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q3 2016, down from 49 in Q2 2016.
  • Funds reported $90.3M of John Hancock Financial Opportunities Fund stock for Q3 2016, up 6.7% quarter-over-quarter.
  • 3 funds opened new John Hancock Financial Opportunities Fund positions in Q3 2016 and 7 closed out, a net change of -4 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q3 2016 was Morgan Stanley, an estimated $2.6M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q3 2016 was Janney Montgomery Scott, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2016.