BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

44 hedge funds and large institutions have $90.3M invested in John Hancock Financial Opportunities Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
-5
Holders Change %
-10.2%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$36M
2
Bank of America
2
Bank of America
North Carolina
$6.78M
3
LPL Financial
3
LPL Financial
California
$1.15M
4
UBS Group
4
UBS Group
Switzerland
$1.84M
5
Wells Fargo
5
Wells Fargo
California
$6.85M

Top Sellers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$2.01M
2
Invesco
2
Invesco
Georgia
$627K
3
DA
3
Doliver Advisors
Texas
$0
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.13M
5
NSAM
5
North Star Asset Management
Wisconsin
$5.23M
Name Holding Trade Value Shares
Change 		Shares
Change %
CWM
26
Concert Wealth Management
California
$319K – – –
GW
27
GW & Wade
Massachusetts
$319K +$319K +11,500 New
JPMPWA
28
J.P. Morgan Private Wealth Advisors
California
$289K +$2.72K +98 +1%
WS
29
Wedbush Securities
California
$217K -$6.32K -228 -3%
DADC
30
D.A. Davidson & Co
Montana
$127K – – –
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$111K -$19.5K -700 -15%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$85K +$12.5K +452 +17%
Creative Planning
33
Creative Planning
Kansas
$76K – – –
JIR
34
James Investment Research
Ohio
$43K +$43K +1,557 New
PSUF
35
People's United Financial
Connecticut
$28K – – –
First Manhattan
36
First Manhattan
New York
$21K -$28 -1 -0.1%
GWM
37
Geneos Wealth Management
Colorado
$14K -$5.99K -216 -30%
MFS
38
MSI Financial Services
Massachusetts
$14K – – –
SHJ
39
Sharkey, Howes & Javer
Colorado
$11K – – –
AIM
40
Advantage Investment Management
Iowa
$6K – – –
US Bancorp
41
US Bancorp
Minnesota
$5K – – –
Citigroup
42
Citigroup
New York
$4K +$4K +135 New
NFG
43
Next Financial Group
Texas
$2K – – –
DA
44
Doliver Advisors
Texas
– -$729K -28,254 Closed
FHA
45
First Horizon Advisors
Tennessee
– -$82K -3,200 Closed
CTC
46
Central Trust Company
Missouri
– -$13K -500 Closed
TRCT
47
Tower Research Capital (TRC)
New York
– -$3K -100 Closed
Deutsche Bank
48
Deutsche Bank
Germany
– -$2K -83 Closed
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