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BTO

John Hancock Financial Opportunities Fund
BTO

48 hedge funds and large institutions have $89.4M invested in John Hancock Financial Opportunities Fund in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

4% more funds holding

Funds holding: 46 → 48 (+2)

1.62% more ownership

Funds ownership: 17.46% → 19.08% (+1.6%)

2% more capital invested

Capital invested by funds: $88M → $89.4M (+$1.42M)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
1.34%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$7.21M
2
Morgan Stanley
Morgan Stanley
New York
+$3.38M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$743K
4
Bank of America
Bank of America
North Carolina
+$625K
5
DA
Doliver Advisors
Texas
+$464K

Top Sellers

Rank Fund Capital Flow
1
LH
Lebenthal Holdings
New York
-$2.35M
2
JP Morgan Chase
JP Morgan Chase
New York
-$490K
3
LPL Financial
LPL Financial
California
-$384K
4
RJA
Raymond James & Associates
Florida
-$368K
5
VKH
Virtu KCG Holdings
New York
-$276K
Name Holding Trade Value Shares
Change 		Change in
Stake
WS
26
Wedbush Securities
California
$222K +$973 +36 +0.4%
DADC
27
D.A. Davidson & Co
Montana
$161K – – –
WEC
28
Winslow Evans & Crocker
Massachusetts
$138K +$9.46K +350 +7%
PSUF
29
People's United Financial
Connecticut
$101K – – –
FHA
30
First Horizon Advisors
Tennessee
$81K – – –
Creative Planning
31
Creative Planning
Kansas
$63K +$67.6K +2,500 New
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$58K +$61.4K +2,273 New
MCM
33
Manchester Capital Management
Vermont
$28K – – –
First Manhattan
34
First Manhattan
New York
$19K – – –
CTC
35
Central Trust Company
Missouri
$13K – – –
US Bancorp
36
US Bancorp
Minnesota
$11K -$1.89K -70 -14%
SHJ
37
Sharkey, Howes & Javer
Colorado
$11K +$11.1K +412 New
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$10K – – –
UFA
39
US Financial Advisors
Massachusetts
$6K – – –
FCCM
40
First City Capital Management
Georgia
$5.69K – – –
AIM
41
Advantage Investment Management
Iowa
$5K – – –
TRCT
42
Tower Research Capital (TRC)
New York
$4K +$4.68K +173 New
Deutsche Bank
43
Deutsche Bank
Germany
$2K – – –
MPWT
44
MassMutual Private Wealth & Trust
Connecticut
$1.11K +$1.35K +50 New
NFG
45
Next Financial Group
Texas
$1K – – –
LH
46
Lebenthal Holdings
New York
– -$2.35M -86,436 Closed
JP Morgan Chase
47
JP Morgan Chase
New York
– -$490K -18,031 Closed
VKH
48
Virtu KCG Holdings
New York
– -$276K -10,153 Closed
CL
49
CSS LLC
Illinois
– -$231K -8,500 Closed
BC
50
Bartlett & Co
Ohio
– -$12K -425 Closed
1
2
3

BTO Hedge Fund Activity: Q3 2015 in Review

48 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q3 2015, worth a combined $89.4M — up 1.6% from $88M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new BTO positions and 5 closed out — a net gain of 2 holders — while 12 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $7.21M. The largest seller was Lebenthal Holdings, exiting entirely with an estimated $2.35M sold.

  • 48 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q3 2015, up from 46 in Q2 2015.
  • Funds reported $89.4M of John Hancock Financial Opportunities Fund stock for Q3 2015, up 1.6% quarter-over-quarter.
  • 7 funds opened new John Hancock Financial Opportunities Fund positions in Q3 2015 and 5 closed out, a net change of +2 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q3 2015 was Wells Fargo, an estimated $7.21M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q3 2015 was Lebenthal Holdings, an estimated $2.35M sold.

Based on aggregated 13F filings for Q3 2015.