BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

53 hedge funds and large institutions have $72.2M invested in John Hancock Financial Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
+4
Holders Change %
+8.16%
% of All Funds
1.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
19
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$21.9M
2
CA
2
Cornerstone Advisors
North Carolina
$2.37M
3
Invesco
3
Invesco
Georgia
$980K
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$787K
5
VKH
5
Virtu KCG Holdings
New York
$783K

Top Sellers

1
MTIM
1
Marathon Trading Investment Management
Pennsylvania
$0
2
Bank of America
2
Bank of America
North Carolina
$3.37M
3
NSAM
3
North Star Asset Management
Wisconsin
$6.02M
4
PP
4
Patten & Patten
Tennessee
$7.66M
5
SFS
5
Shaker Financial Services
Virginia
$201K
Name Holding Trade Value Shares
Change 		Shares
Change %
COLIM
26
City of London Investment Management
United Kingdom
$552K +$552K +24,887 New
ANBTV
27
American National Bank & Trust (Virginia)
Virginia
$405K +$205K +9,254 +103%
VFS
28
VSR Financial Services
Kansas
$350K +$111K +5,000 +46%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$318K +$5.11K +230 +2%
CWM
30
Concert Wealth Management
California
$257K -$2.22K -100 -0.9%
SFS
31
Shaker Financial Services
Virginia
$201K -$84.6K -3,800 -30%
DADC
32
D.A. Davidson & Co
Montana
$147K +$8.84K +400 +6%
SIA
33
SeaBridge Investment Advisors
New Jersey
$140K – – –
WEC
34
Winslow Evans & Crocker
Massachusetts
$113K -$6.64K -299 -6%
PSUF
35
People's United Financial
Connecticut
$98K -$28.3K -1,271 -22%
FHA
36
First Horizon Advisors
Tennessee
$71K – – –
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$47K +$36.5K +1,650 +347%
Creative Planning
38
Creative Planning
Kansas
$40K -$10.6K -478 -21%
MCM
39
Manchester Capital Management
Vermont
$24K – – –
US Bancorp
40
US Bancorp
Minnesota
$23K – – –
HI
41
Hudock Inc
Pennsylvania
$19K -$6.23K -276 -25%
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$17K +$8.34K +368 +96%
First Manhattan
43
First Manhattan
New York
$16K -$21 -1 -0.1%
CTC
44
Central Trust Company
Missouri
$11K – – –
BC
45
Bartlett & Co
Ohio
$9K – – –
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$8K -$9.21K -434 -54%
RIA
47
Regal Investment Advisors
Michigan
$7K +$2.24K +100 +47%
FCCM
48
First City Capital Management
Georgia
$5K – – –
Citigroup
49
Citigroup
New York
$4K +$4K +166 New
JFGIW
50
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2K +$2K +100 New
1
2
3