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BTO

John Hancock Financial Opportunities Fund
BTO

53 hedge funds and large institutions have $72.2M invested in John Hancock Financial Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

19% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 16

8% more funds holding

Funds holding: 49 → 53 (+4)

1.34% more ownership

Funds ownership: 15.44% → 16.78% (+1.3%)

5% more capital invested

Capital invested by funds: $69.1M → $72.2M (+$3.17M)

Holders
53
Holders Change
+4
Holders Change %
+8.16%
% of All Funds
1.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
19
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$1.29M
2
CA
Cornerstone Advisors
North Carolina
+$1.05M
3
Invesco
Invesco
Georgia
+$854K
4
JP Morgan Chase
JP Morgan Chase
New York
+$803K
5
VKH
Virtu KCG Holdings
New York
+$799K

Top Sellers

Rank Fund Capital Flow
1
MTIM
Marathon Trading Investment Management
Pennsylvania
-$488K
2
Bank of America
Bank of America
North Carolina
-$358K
3
NSAM
North Star Asset Management
Wisconsin
-$259K
4
PP
Patten & Patten
Tennessee
-$174K
5
SFS
Shaker Financial Services
Virginia
-$86.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
COLIM
26
City of London Investment Management
United Kingdom
$552K +$564K +24,887 New
ANBTV
27
American National Bank & Trust (Virginia)
Virginia
$405K +$210K +9,254 +103%
VFS
28
VSR Financial Services
Kansas
$350K +$113K +5,000 +46%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$318K +$5.21K +230 +2%
CWM
30
Concert Wealth Management
California
$257K -$2.27K -100 -0.9%
SFS
31
Shaker Financial Services
Virginia
$201K -$86.2K -3,800 -30%
DADC
32
D.A. Davidson & Co
Montana
$147K +$9.07K +400 +6%
SIA
33
SeaBridge Investment Advisors
New Jersey
$140K – – –
WEC
34
Winslow Evans & Crocker
Massachusetts
$113K -$6.78K -299 -6%
PSUF
35
People's United Financial
Connecticut
$98K -$28.8K -1,271 -22%
FHA
36
First Horizon Advisors
Tennessee
$71K – – –
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$47K +$37.4K +1,650 +347%
Creative Planning
38
Creative Planning
Kansas
$40K -$10.8K -478 -21%
MCM
39
Manchester Capital Management
Vermont
$24K – – –
US Bancorp
40
US Bancorp
Minnesota
$23K – – –
HI
41
Hudock Inc
Pennsylvania
$19K -$6.26K -276 -25%
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$17K +$8.34K +368 +96%
First Manhattan
43
First Manhattan
New York
$16K -$23 -1 -0.1%
CTC
44
Central Trust Company
Missouri
$11K – – –
BC
45
Bartlett & Co
Ohio
$9K – – –
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$8K -$9.84K -434 -54%
RIA
47
Regal Investment Advisors
Michigan
$7K +$2.27K +100 +47%
FCCM
48
First City Capital Management
Georgia
$5K – – –
Citigroup
49
Citigroup
New York
$4K +$3.76K +166 New
JFGIW
50
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2K +$2.27K +100 New
1
2
3

BTO Hedge Fund Activity: Q3 2014 in Review

53 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q3 2014, worth a combined $72.2M — up 4.6% from $69.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new BTO positions and 3 closed out — a net gain of 4 holders — while 19 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.29M. The largest seller was Marathon Trading Investment Management, exiting entirely with an estimated $488K sold.

  • 53 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q3 2014, up from 49 in Q2 2014.
  • Funds reported $72.2M of John Hancock Financial Opportunities Fund stock for Q3 2014, up 4.6% quarter-over-quarter.
  • 7 funds opened new John Hancock Financial Opportunities Fund positions in Q3 2014 and 3 closed out, a net change of +4 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q3 2014 was Morgan Stanley, an estimated $1.29M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q3 2014 was Marathon Trading Investment Management, an estimated $488K sold.

Based on aggregated 13F filings for Q3 2014.