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AXT Inc

87 hedge funds and large institutions have $53M invested in AXT Inc in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 31 increasing their positions, 37 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

492% more call options, than puts

Call options by funds: $142K | Put options by funds: $24K

3.48% less ownership

Funds ownership: 54.06%50.59% (-3.5%)

11% less funds holding

Funds holding: 9887 (-11)

16% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 37

35% less capital invested

Capital invested by funds: $81.1M → $53M (-$28.1M)

63% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 16

Holders
87
Holders Change
-11
Holders Change %
-11.22%
% of All Funds
1.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
31
Reduced
37
Closed
16
Calls
$142K
Puts
$24K
Net Calls
+$118K
Net Calls Change
-$108K
Name Holding Trade Value Shares
Change
Change in
Stake
KWS
26
Keystone Wealth Services
California
$357K
HIM
27
Herald Investment Management
United Kingdom
$356K -$3.17K -1,200 -0.8%
State Street
28
State Street
Massachusetts
$345K -$5.42K -2,050 -1%
Northern Trust
29
Northern Trust
Illinois
$323K -$1.7K -645 -0.5%
EF
30
Empowered Funds
Pennsylvania
$320K +$28.8K +10,902 +9%
AA
31
Ancora Advisors
Ohio
$219K +$132K +49,921 +121%
PCM
32
Princeton Capital Management
New Jersey
$217K -$19K -7,200 -7%
Creative Planning
33
Creative Planning
Kansas
$198K +$52.5K +19,862 +32%
State of Wisconsin Investment Board
34
State of Wisconsin Investment Board
Wisconsin
$179K -$153K -57,800 -44%
Wells Fargo
35
Wells Fargo
California
$169K +$33K +12,504 +22%
Invesco
36
Invesco
Georgia
$155K +$1.4K +528 +0.8%
SSA
37
Schonfeld Strategic Advisors
New York
$139K -$69.7K -26,377 -31%
Marshall Wace
38
Marshall Wace
United Kingdom
$135K +$100K +37,978 +208%
PEA
39
Park Edge Advisors
Ohio
$115K
Bank of America
40
Bank of America
North Carolina
$109K -$4.33K -1,637 -3%
AG
41
Algert Global
California
$85K +$93.8K +35,510 New
WS
42
Wedbush Securities
California
$77K +$85.1K +32,195 New
Bank of New York Mellon
43
Bank of New York Mellon
New York
$70.1K +$1.21K +456 +2%
NA
44
NewEdge Advisors
Louisiana
$70K +$54.5K +20,611 +240%
PCM
45
Prelude Capital Management
New York
$69.3K -$4.49K -1,700 -6%
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$69K -$272K -102,781 -78%
American Century Companies
47
American Century Companies
Missouri
$67.1K +$17.3K +6,565 +31%
Assenagon Asset Management
48
Assenagon Asset Management
Luxembourg
$63.7K -$105K -39,666 -60%
QC
49
Quadrature Capital
United Kingdom
$60.9K -$1K -380 -1%
Barclays
50
Barclays
United Kingdom
$60K +$66K +24,995 New

AXTI Hedge Fund Activity: Q3 2023 in Review

87 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2023, worth a combined $53M — down 35% from $81.1M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of AXTI and 6 opened new positions — a net loss of 10 holders — while 37 trimmed existing stakes and 31 added.

The largest buyer was First Wilshire Securities Management, adding an estimated $1.47M. The largest seller was Granahan Investment Management, exiting entirely with an estimated $4.43M sold.

  • 87 institutional investors held AXT Inc (AXTI) as of Q3 2023, down from 98 in Q2 2023.
  • Funds reported $53M of AXT Inc stock for Q3 2023, down 35% quarter-over-quarter.
  • 6 funds opened new AXT Inc positions in Q3 2023 and 16 closed out, a net change of -10 holders.
  • The largest AXT Inc buyer in Q3 2023 was First Wilshire Securities Management, an estimated $1.47M added.
  • The largest AXT Inc seller in Q3 2023 was Granahan Investment Management, an estimated $4.43M sold.

Based on aggregated 13F filings for Q3 2023.