We are live on ! Find out more
AXTI icon

AXT Inc

102 hedge funds and large institutions have $189M invested in AXT Inc in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 44 increasing their positions, 27 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

268% more call options, than puts

Call options by funds: $1.9M | Put options by funds: $517K

63% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 27

0% more funds holding

Funds holding: 102102 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 15

4.18% less ownership

Funds ownership: 58.24%54.06% (-4.2%)

29% less capital invested

Capital invested by funds: $268M → $189M (-$78.6M)

Holders
102
Holders Change
Holders Change %
0%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
44
Reduced
27
Closed
15
Calls
$1.9M
Puts
$517K
Net Calls
+$1.39M
Net Calls Change
-$37K
Name Holding Trade Value Shares
Change
Change in
Stake
HIM
26
Herald Investment Management
United Kingdom
$1.25M
Bank of New York Mellon
27
Bank of New York Mellon
New York
$1.21M +$112K +12,034 +9%
PCM
28
Perritt Capital Management
Illinois
$1.2M
Wells Fargo
29
Wells Fargo
California
$1.01M +$307K +32,993 +37%
RAM
30
Redmond Asset Management
Virginia
$906K +$29.4K +3,153 +3%
HF
31
HRT Financial
New York
$877K +$852K +91,435 +655%
Charles Schwab
32
Charles Schwab
California
$847K
Renaissance Technologies
33
Renaissance Technologies
New York
$793K +$887K +95,200 New
Bank of America
34
Bank of America
North Carolina
$777K +$394K +42,311 +83%
MAG
35
Millrace Asset Group
Pennsylvania
$768K +$17.6K +1,888 +2%
GPCM
36
Granite Point Capital Management
Massachusetts
$750K +$279K +30,000 +50%
PPA
37
Parametric Portfolio Associates
Washington
$602K +$69.6K +7,471 +12%
AA
38
Ancora Advisors
Ohio
$591K +$242K +25,981 +58%
Allianz Asset Management
39
Allianz Asset Management
Germany
$550K
RhumbLine Advisers
40
RhumbLine Advisers
Massachusetts
$482K +$8.56K +919 +2%
First Trust Advisors
41
First Trust Advisors
Illinois
$466K +$521K +55,929 New
Jane Street
42
Jane Street
New York
$435K +$255K +27,333 +110%
Los Angeles Capital Management
43
Los Angeles Capital Management
California
$424K +$474K +50,896 New
Goldman Sachs
44
Goldman Sachs
New York
$395K -$357K -38,279 -45%
Invesco
45
Invesco
Georgia
$342K -$1.55M -166,129 -80%
Deutsche Bank
46
Deutsche Bank
Germany
$325K -$6.86K -737 -2%
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$323K +$361K +38,758 New
Creative Planning
48
Creative Planning
Kansas
$316K +$354K +37,968 New
Russell Investments Group
49
Russell Investments Group
United Kingdom
$293K
Citadel Advisors
50
Citadel Advisors
Florida
$279K -$80.9K -8,683 -21%

AXTI Hedge Fund Activity: Q3 2021 in Review

102 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2021, worth a combined $189M — down 29% from $268M a quarter earlier.

Fund positioning in AXTI was balanced in Q3 2021: 15 funds opened new positions, 15 closed out, 44 added to existing stakes and 27 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $8.08M. The largest seller was VanEck Associates, exiting entirely with an estimated $24.5M sold.

  • 102 institutional investors held AXT Inc (AXTI) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $189M of AXT Inc stock for Q3 2021, down 29% quarter-over-quarter.
  • 15 funds opened new AXT Inc positions in Q3 2021 and 15 closed out, a net change of 0 holders.
  • The largest AXT Inc buyer in Q3 2021 was Wellington Management Group, an estimated $8.08M added.
  • The largest AXT Inc seller in Q3 2021 was VanEck Associates, an estimated $24.5M sold.

Based on aggregated 13F filings for Q3 2021.