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AXT Inc

96 hedge funds and large institutions have $237M invested in AXT Inc in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 32 increasing their positions, 32 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

874% more call options, than puts

Call options by funds: $1.12M | Put options by funds: $115K

53% more capital invested

Capital invested by funds: $155M → $237M (+$81.7M)

11% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 19

2% more funds holding

Funds holding: 9496 (+2)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 32

2.31% less ownership

Funds ownership: 62.32%60.01% (-2.3%)

Holders
96
Holders Change
+2
Holders Change %
+2.13%
% of All Funds
1.7%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
21
Increased
32
Reduced
32
Closed
19
Calls
$1.12M
Puts
$115K
Net Calls
+$1M
Net Calls Change
+$566K
Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Investments
26
Two Sigma Investments
New York
$1.75M +$1.19M +148,536 +433%
MAG
27
Millrace Asset Group
Pennsylvania
$1.74M -$1.88M -234,477 -56%
N
28
Nuveen
North Carolina
$1.71M -$87.8K -10,930 -6%
WPC
29
White Pine Capital
Minnesota
$1.58M -$679K -84,566 -34%
Wells Fargo
30
Wells Fargo
California
$1.51M -$87.1K -10,849 -6%
PCM
31
Perritt Capital Management
Illinois
$1.44M -$496K -61,800 -29%
Bank of New York Mellon
32
Bank of New York Mellon
New York
$1.43M -$40.6K -5,049 -3%
HIM
33
Herald Investment Management
United Kingdom
$1.43M
Two Sigma Advisers
34
Two Sigma Advisers
New York
$1.36M +$269K +33,500 +31%
Millennium Management
35
Millennium Management
New York
$1.14M -$458K -56,993 -32%
Charles Schwab
36
Charles Schwab
California
$918K +$19.6K +2,435 +3%
California Public Employees Retirement System
37
California Public Employees Retirement System
California
$876K +$10.2K +1,273 +1%
BWA
38
Bordeaux Wealth Advisors
California
$870K +$731K +90,959 New
AA
39
Ancora Advisors
Ohio
$778K -$302K -37,579 -32%
Verition Fund Management
40
Verition Fund Management
Connecticut
$671K -$313K -39,000 -36%
RhumbLine Advisers
41
RhumbLine Advisers
Massachusetts
$632K +$63.7K +7,927 +14%
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$619K +$133K +16,542 +34%
Goldman Sachs
43
Goldman Sachs
New York
$614K -$941K -117,163 -65%
California State Teachers Retirement System (CalSTRS)
44
California State Teachers Retirement System (CalSTRS)
California
$568K
Acadian Asset Management
45
Acadian Asset Management
Massachusetts
$513K +$230K +28,677 +115%
PPA
46
Parametric Portfolio Associates
Washington
$485K +$103K +12,795 +34%
Bank of America
47
Bank of America
North Carolina
$461K -$23.6K -2,937 -6%
JP Morgan Chase
48
JP Morgan Chase
New York
$373K +$196K +24,441 +168%
CFG
49
Cooper Financial Group
California
$351K +$294K +36,650 New
State of Wisconsin Investment Board
50
State of Wisconsin Investment Board
Wisconsin
$313K -$190K -23,700 -42%

AXTI Hedge Fund Activity: Q4 2020 in Review

96 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2020, worth a combined $237M — up 53% from $155M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new AXTI positions and 19 closed out — a net gain of 2 holders — while 32 added to existing stakes and 32 trimmed.

The largest buyer was VanEck Associates, opening a new position worth an estimated $8.18M. The largest seller was Pacific Ridge Capital Partners, cutting an estimated $5.62M.

  • 96 institutional investors held AXT Inc (AXTI) as of Q4 2020, up from 94 in Q3 2020.
  • Funds reported $237M of AXT Inc stock for Q4 2020, up 53% quarter-over-quarter.
  • 21 funds opened new AXT Inc positions in Q4 2020 and 19 closed out, a net change of +2 holders.
  • The largest AXT Inc buyer in Q4 2020 was VanEck Associates, an estimated $8.18M added.
  • The largest AXT Inc seller in Q4 2020 was Pacific Ridge Capital Partners, an estimated $5.62M sold.

Based on aggregated 13F filings for Q4 2020.