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AXT Inc

90 hedge funds and large institutions have $77M invested in AXT Inc in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 25 increasing their positions, 29 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

12,900% more call options, than puts

Call options by funds: $130K | Put options by funds: $1K

0% more funds holding

Funds holding: 9090 (0)

0% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 13

3.44% less ownership

Funds ownership: 57.21%53.77% (-3.4%)

14% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 29

15% less capital invested

Capital invested by funds: $90.8M → $77M (-$13.9M)

Holders
90
Holders Change
Holders Change %
0%
% of All Funds
1.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
25
Reduced
29
Closed
13
Calls
$130K
Puts
$1K
Net Calls
+$129K
Net Calls Change
-$55K
Name Holding Trade Value Shares
Change
Change in
Stake
Verition Fund Management
26
Verition Fund Management
Connecticut
$522K +$38.5K +10,000 +7%
AQR Capital Management
27
AQR Capital Management
Connecticut
$471K +$509K +132,245 New
California Public Employees Retirement System
28
California Public Employees Retirement System
California
$470K +$27.7K +7,200 +6%
WPC
29
White Pine Capital
Minnesota
$468K -$249K -64,600 -33%
Charles Schwab
30
Charles Schwab
California
$371K
Two Sigma Advisers
31
Two Sigma Advisers
New York
$297K +$49.6K +12,900 +18%
Bank of America
32
Bank of America
North Carolina
$290K +$15.9K +4,124 +5%
First Trust Advisors
33
First Trust Advisors
Illinois
$289K +$63.7K +16,550 +26%
Citadel Advisors
34
Citadel Advisors
Florida
$279K -$49.9K -12,966 -14%
AI
35
Ariel Investments
Illinois
$245K -$99.9K -25,952 -27%
Invesco
36
Invesco
Georgia
$236K -$2.53K -657 -1%
RhumbLine Advisers
37
RhumbLine Advisers
Massachusetts
$219K +$22.3K +5,786 +10%
California State Teachers Retirement System (CalSTRS)
38
California State Teachers Retirement System (CalSTRS)
California
$209K
DGHMC
39
Dalton, Greiner, Hartman, Maher & Co
New York
$209K +$226K +58,800 New
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$202K -$23.4K -6,082 -10%
WAM
41
Wolverine Asset Management
Illinois
$178K -$24.2K -6,295 -11%
PA
42
Pinnacle Associates
New York
$166K
KBC Group
43
KBC Group
Belgium
$158K
Morgan Stanley
44
Morgan Stanley
New York
$157K +$107K +27,831 +172%
BC
45
Brinker Capital
Pennsylvania
$139K -$33.6K -8,727 -18%
Squarepoint
46
Squarepoint
New York
$131K +$37K +9,620 +35%
ARTA
47
A.R.T. Advisors
New York
$125K +$53.1K +13,785 +65%
GCP
48
GSA Capital Partners
United Kingdom
$118K +$128K +33,201 New
Goldman Sachs
49
Goldman Sachs
New York
$116K +$15.9K +4,128 +15%
New York State Common Retirement Fund
50
New York State Common Retirement Fund
New York
$111K

AXTI Hedge Fund Activity: Q3 2019 in Review

90 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2019, worth a combined $77M — down 15% from $90.8M a quarter earlier.

Fund positioning in AXTI was balanced in Q3 2019: 13 funds opened new positions, 13 closed out, 25 added to existing stakes and 29 trimmed.

The largest buyer was Marshall Wace, opening a new position worth an estimated $645K. The largest seller was Allianz Asset Management, exiting entirely with an estimated $1.88M sold.

  • 90 institutional investors held AXT Inc (AXTI) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $77M of AXT Inc stock for Q3 2019, down 15% quarter-over-quarter.
  • 13 funds opened new AXT Inc positions in Q3 2019 and 13 closed out, a net change of 0 holders.
  • The largest AXT Inc buyer in Q3 2019 was Marshall Wace, an estimated $645K added.
  • The largest AXT Inc seller in Q3 2019 was Allianz Asset Management, an estimated $1.88M sold.

Based on aggregated 13F filings for Q3 2019.