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AXT Inc

107 hedge funds and large institutions have $195M invested in AXT Inc in 2017 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 32 increasing their positions, 38 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 8

15% more funds holding

Funds holding: 93107 (+14)

3.6% less ownership

Funds ownership: 60.73%57.13% (-3.6%)

9% less capital invested

Capital invested by funds: $215M → $195M (-$19.9M)

16% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 38

29% less call options, than puts

Call options by funds: $470K | Put options by funds: $661K

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
107
Holders Change
+14
Holders Change %
+15.05%
% of All Funds
2.43%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
24
Increased
32
Reduced
38
Closed
8
Calls
$470K
Puts
$661K
Net Calls
-$191K
Net Calls Change
+$61K
Name Holding Trade Value Shares
Change
Change in
Stake
AI
26
Ariel Investments
Illinois
$2.15M -$1.31M -143,623 -37%
New York State Common Retirement Fund
27
New York State Common Retirement Fund
New York
$1.81M -$379K -41,509 -17%
Two Sigma Investments
28
Two Sigma Investments
New York
$1.79M +$453K +49,611 +32%
CCS
29
Crosspoint Capital Strategies
California
$1.74M
Ameriprise
30
Ameriprise
Minnesota
$1.69M -$756K -82,717 -30%
Morgan Stanley
31
Morgan Stanley
New York
$1.51M +$284K +31,131 +22%
GPCM
32
Granite Point Capital Management
Massachusetts
$1.5M +$1.19M +130,000 +310%
NC
33
Northpointe Capital
Michigan
$1.45M -$5.31M -581,117 -78%
HW
34
Hancock Whitney
Mississippi
$1.37M +$1.16M +127,294 +415%
HIM
35
Herald Investment Management
United Kingdom
$1.3M
PPA
36
Parametric Portfolio Associates
Washington
$1.15M -$301K -32,900 -20%
California Public Employees Retirement System
37
California Public Employees Retirement System
California
$1.13M
EGI
38
EAM Global Investors
California
$934K +$981K +107,404 New
JP Morgan Chase
39
JP Morgan Chase
New York
$847K +$683K +74,705 +330%
KBC Group
40
KBC Group
Belgium
$844K +$116K +12,684 +15%
TCIM
41
TIAA CREF Investment Management
New York
$776K -$114K -12,505 -12%
Deutsche Bank
42
Deutsche Bank
Germany
$732K +$427K +46,747 +125%
Two Sigma Advisers
43
Two Sigma Advisers
New York
$693K +$458K +50,100 +169%
AA
44
Ancora Advisors
Ohio
$682K -$780K -85,387 -52%
PA
45
Pinnacle Associates
New York
$653K -$91.4K -10,000 -12%
Charles Schwab
46
Charles Schwab
California
$650K +$65.6K +7,174 +11%
TA
47
Teachers Advisors
New York
$608K +$30K +3,279 +5%
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
$516K +$541K +59,258 New
California State Teachers Retirement System (CalSTRS)
49
California State Teachers Retirement System (CalSTRS)
California
$510K -$7.66K -838 -1%
Prudential Financial
50
Prudential Financial
New Jersey
$479K +$503K +55,090 New

AXTI Hedge Fund Activity: Q4 2017 in Review

107 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2017, worth a combined $195M — down 9.3% from $215M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new AXTI positions and 8 closed out — a net gain of 16 holders — while 32 added to existing stakes and 38 trimmed.

The largest buyer was Portolan Capital Management, adding an estimated $2.44M. The largest seller was Northpointe Capital, cutting an estimated $5.31M.

  • 107 institutional investors held AXT Inc (AXTI) as of Q4 2017, up from 93 in Q3 2017.
  • Funds reported $195M of AXT Inc stock for Q4 2017, down 9.3% quarter-over-quarter.
  • 24 funds opened new AXT Inc positions in Q4 2017 and 8 closed out, a net change of +16 holders.
  • The largest AXT Inc buyer in Q4 2017 was Portolan Capital Management, an estimated $2.44M added.
  • The largest AXT Inc seller in Q4 2017 was Northpointe Capital, an estimated $5.31M sold.

Based on aggregated 13F filings for Q4 2017.