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AXT Inc
AXTI

89 hedge funds and large institutions have $120M invested in AXT Inc in 2017 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

248% more call options, than puts

Call options by funds: $425K | Put options by funds: $122K

100% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 17

62% more capital invested

Capital invested by funds: $74.2M → $120M (+$46.2M)

37% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 19

19% more funds holding

Funds holding: 75 → 89 (+14)

6.52% more ownership

Funds ownership: 47.62% → 54.14% (+6.5%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
89
Holders Change
+14
Holders Change %
+18.67%
% of All Funds
2.22%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
34
Increased
26
Reduced
19
Closed
17
Calls
$425K
Puts
$122K
Net Calls
+$303K
Net Calls Change
+$165K

Top Buyers

Rank Fund Capital Flow
1
KCM
Kennedy Capital Management
Missouri
+$6.51M
2
HRCM
Hood River Capital Management
Florida
+$6.1M
3
BlackRock
BlackRock
New York
+$5.48M
4
DCM
Driehaus Capital Management
Illinois
+$4.94M
5
NC
Northpointe Capital
Michigan
+$4.84M

Top Sellers

Rank Fund Capital Flow
1
PCM
Perritt Capital Management
Illinois
-$6.14M
2
AI
Ariel Investments
Illinois
-$3.18M
3
Russell Investments Group
Russell Investments Group
United Kingdom
-$1.24M
4
TCM
Timpani Capital Management
Wisconsin
-$1.02M
5
HIM
Hillsdale Investment Management
Ontario, Canada
-$873K
Name Holding Trade Value Shares
Change 		Change in
Stake
CAM
26
ClariVest Asset Management
California
$1.2M -$658K -106,033 -34%
Morgan Stanley
27
Morgan Stanley
New York
$1.18M +$769K +123,768 +157%
New York State Common Retirement Fund
28
New York State Common Retirement Fund
New York
$1.06M -$180K -28,999 -14%
Ameriprise
29
Ameriprise
Minnesota
$1.05M +$1.13M +181,725 New
AA
30
Ancora Advisors
Ohio
$916K -$733K -118,000 -43%
Goldman Sachs
31
Goldman Sachs
New York
$903K +$661K +106,426 +216%
HIM
32
Herald Investment Management
United Kingdom
$870K +$931K +150,000 New
Bank of New York Mellon
33
Bank of New York Mellon
New York
$862K +$701K +112,818 +314%
AIM
34
Alambic Investment Management
California
$834K +$415K +66,879 +87%
OAM
35
Oxford Asset Management
United Kingdom
$784K -$123K -19,749 -13%
California Public Employees Retirement System
36
California Public Employees Retirement System
California
$756K – – –
AAP
37
Ardsley Advisory Partners
Connecticut
$725K +$652K +105,000 +525%
Russell Investments Group
38
Russell Investments Group
United Kingdom
$616K -$1.24M -200,471 -65%
Barclays
39
Barclays
United Kingdom
$545K +$584K +94,035 New
AG
40
Algert Global
California
$519K -$217K -34,980 -28%
MC
41
Maplelane Capital
New York
$515K +$552K +88,894 New
PA
42
Pinnacle Associates
New York
$493K +$528K +85,000 New
HHC
43
Hutchin Hill Capital
New York
$477K +$510K +82,200 New
Verition Fund Management
44
Verition Fund Management
Connecticut
$469K +$502K +80,855 New
Northern Trust
45
Northern Trust
Illinois
$464K +$26.7K +4,297 +6%
TC
46
TFS Capital
Pennsylvania
$427K +$227K +36,597 +99%
MERSOM
47
Municipal Employees' Retirement System of Michigan
Michigan
$374K – – –
GCP
48
GSA Capital Partners
United Kingdom
$316K -$25.5K -4,100 -7%
CSS
49
Cubist Systematic Strategies
Connecticut
$299K +$321K +51,615 New
SCM
50
Segantii Capital Management
Hong Kong
$288K +$269K +43,300 +677%
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AXTI Hedge Fund Activity: Q1 2017 in Review

89 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q1 2017, worth a combined $120M — up 62% from $74.2M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new AXTI positions and 17 closed out — a net gain of 17 holders — while 26 added to existing stakes and 19 trimmed.

The largest buyer was Kennedy Capital Management, opening a new position worth an estimated $6.51M. The largest seller was Perritt Capital Management, cutting an estimated $6.14M.

  • 89 institutional investors held AXT Inc (AXTI) as of Q1 2017, up from 75 in Q4 2016.
  • Funds reported $120M of AXT Inc stock for Q1 2017, up 62% quarter-over-quarter.
  • 34 funds opened new AXT Inc positions in Q1 2017 and 17 closed out, a net change of +17 holders.
  • The largest AXT Inc buyer in Q1 2017 was Kennedy Capital Management, an estimated $6.51M added.
  • The largest AXT Inc seller in Q1 2017 was Perritt Capital Management, an estimated $6.14M sold.

Based on aggregated 13F filings for Q1 2017.