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ARK Innovation ETF

229 hedge funds and large institutions have $900M invested in ARK Innovation ETF in 2020 Q1 according to their latest regulatory filings, with 51 funds opening new positions, 113 increasing their positions, 46 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

155% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 20

146% more repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 46

13% more funds holding in top 10

Funds holding in top 10: 1517 (+2)

13% more capital invested

Capital invested by funds: $798M → $900M (+$103M)

13% more funds holding

Funds holding: 203229 (+26)

2.98% more ownership

Funds ownership: 42.6%45.58% (+3%)

68% less call options, than puts

Call options by funds: $2.03M | Put options by funds: $6.3M

Holders
229
Holders Change
+26
Holders Change %
+12.81%
% of All Funds
5.05%
Holding in Top 10
17
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+13.33%
% of All Funds
0.37%
New
51
Increased
113
Reduced
46
Closed
20
Calls
$2.03M
Puts
$6.3M
Net Calls
-$4.28M
Net Calls Change
-$168K
Name Holding Trade Value Shares
Change
Change in
Stake
TFS
176
TrustCore Financial Services
Tennessee
$62K +$11.8K +231 +20%
Group One Trading
177
Group One Trading
Illinois
$62K +$71.9K +1,410 New
Creative Planning
178
Creative Planning
Kansas
$55K +$63.6K +1,247 New
TWA
179
TCI Wealth Advisors
Arizona
$53K +$61.7K +1,210 New
HFM
180
Hartford Financial Management
Connecticut
$52K +$153 +3 +0.3%
AF
181
Advisornet Financial
Minnesota
$48K +$6.02K +118 +12%
JFA
182
JNBA Financial Advisors
Minnesota
$48K +$29.3K +575 +113%
AIC
183
Ameritas Investment Company
Nebraska
$46K +$53.9K +1,057 New
FMTCOCP
184
Farmers & Merchants Trust Co of Chambersburg PA
Pennsylvania
$45K +$52.3K +1,025 New
Citigroup
185
Citigroup
New York
$40K -$9.99K -196 -18%
Bank of Montreal
186
Bank of Montreal
Ontario, Canada
$40K +$25.7K +505 +102%
IWP
187
IAG Wealth Partners
Wisconsin
$37K +$42.8K +840 New
AA
188
Ancora Advisors
Ohio
$34K +$38.7K +759 +4,465%
SFFS
189
Stonehage Fleming Financial Services
Jersey
$33K
PWMG
190
Prestige Wealth Management Group
New Jersey
$28K
Rockefeller Capital Management
191
Rockefeller Capital Management
New York
$28K +$32.4K +635 New
VFA
192
Valeo Financial Advisors
Indiana
$22K +$3.26K +64 +16%
JP Morgan Chase
193
JP Morgan Chase
New York
$22K +$25.1K +493 New
PAI
194
Pittenger & Anderson Inc
Nebraska
$22K +$25.2K +494 New
WT
195
Washington Trust
Rhode Island
$21K +$24.5K +480 New
SWM
196
Sugarloaf Wealth Management
Georgia
$21K +$25.5K +500 +450%
FCM
197
Firestone Capital Management
Florida
$18K +$20.3K +399 New
GSWM
198
Golden State Wealth Management
California
$18K +$20.4K +400 New
TCOV
199
Trust Company of Vermont
Vermont
$16K +$5.96K +117 +47%
WOC
200
West Oak Capital
California
$11K

ARKK Hedge Fund Activity: Q1 2020 in Review

229 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2020, worth a combined $900M — up 13% from $798M a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new ARKK positions and 20 closed out — a net gain of 31 holders — while 113 added to existing stakes and 46 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $62.2M. The largest seller was Legend Financial Advisors, exiting entirely with an estimated $9.36M sold.

  • 229 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2020, up from 203 in Q4 2019.
  • Funds reported $900M of ARK Innovation ETF stock for Q1 2020, up 13% quarter-over-quarter.
  • 51 funds opened new ARK Innovation ETF positions in Q1 2020 and 20 closed out, a net change of +31 holders.
  • The largest ARK Innovation ETF buyer in Q1 2020 was Morgan Stanley, an estimated $62.2M added.
  • The largest ARK Innovation ETF seller in Q1 2020 was Legend Financial Advisors, an estimated $9.36M sold.

Based on aggregated 13F filings for Q1 2020.