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ARK Innovation ETF
ARKK

Overview Fund Activity

203 hedge funds and large institutions have $798M invested in ARK Innovation ETF in 2019 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 68 increasing their positions, 53 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
203
Holders Change
+28
Holders Change %
+16%
% of All Funds
4.01%
Holding in Top 10
15
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+50%
% of All Funds
0.3%
New
48
Increased
68
Reduced
53
Closed
18
Calls
$923K
Puts
$5.03M
Net Calls
-$4.11M
Net Calls Change
-$2.67M

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$8.68M
2
PP
2
PagnatoKarp Partners
Virginia
$19.3M
3
Qube Research & Technologies (QRT)
3
Qube Research & Technologies (QRT)
United Kingdom
$4.58M
4
LPL Financial
4
LPL Financial
California
$61.7M
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$16.8M

Top Sellers

1
CWG
1
Cornerstone Wealth Group
North Carolina
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$180M
3
MIAN
3
Mariner Independent Advisor Network
Kansas
$11.4M
4
TRCT
4
Tower Research Capital (TRC)
New York
$443K
5
PAG
5
Private Advisor Group
New Jersey
$4.98M
Name Holding Trade Value Shares
Change 		Shares
Change %
PCG
151
Private Capital Group
Connecticut
$113K – – –
CF
152
Centaurus Financial
California
$109K +$109K +2,184 New
AssetMark Inc
153
AssetMark Inc
California
$104K +$23.7K +474 +30%
US Bancorp
154
US Bancorp
Minnesota
$100K – – –
PNC Financial Services Group
155
PNC Financial Services Group
Pennsylvania
$94K +$73.5K +1,466 +358%
GTAM
156
Global Trust Asset Management
Florida
$90K +$90K +1,800 New
Fifth Third Bancorp
157
Fifth Third Bancorp
Ohio
$75K – – –
EWP
158
Engrave Wealth Partners
Texas
$75K +$75K +1,506 New
VCP
159
Verus Capital Partners
Arizona
$70K +$70K +1,403 New
Northwestern Mutual Wealth Management
160
Northwestern Mutual Wealth Management
Wisconsin
$67K – – –
FANJ
161
Financial Architects (New Jersey)
New Jersey
$65K +$500 +10 +0.8%
TFS
162
TrustCore Financial Services
Tennessee
$59K – – –
HFM
163
Hartford Financial Management
Connecticut
$59K – – –
CFGS
164
Concourse Financial Group Securities
Alabama
$57K +$22.5K +450 +65%
Citigroup
165
Citigroup
New York
$56K – – –
AF
166
Advisornet Financial
Minnesota
$49K -$5.21K -104 -10%
SFFS
167
Stonehage Fleming Financial Services
Jersey
$38K – – –
PWMG
168
Prestige Wealth Management Group
New Jersey
$31K – – –
JFA
169
JNBA Financial Advisors
Minnesota
$26K – – –
FDCDDQ
170
Federation des caisses Desjardins du Quebec
Quebec, Canada
$25K – – –
Bank of Montreal
171
Bank of Montreal
Ontario, Canada
$25K -$212K -4,171 -89%
TI
172
tru Independence
Oregon
$24K +$24K +554 New
WAP
173
Wealthcare Advisory Partners
Pennsylvania
$21K -$45.3K -896 -68%
First Manhattan
174
First Manhattan
New York
$20K – – –
VFA
175
Valeo Financial Advisors
Indiana
$20K +$20K +402 New
5 6
7
8 9