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ARK Innovation ETF
ARKK

Overview Fund Activity

203 hedge funds and large institutions have $798M invested in ARK Innovation ETF in 2019 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 68 increasing their positions, 53 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
203
Holders Change
+28
Holders Change %
+16%
% of All Funds
4.01%
Holding in Top 10
15
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+50%
% of All Funds
0.3%
New
48
Increased
68
Reduced
53
Closed
18
Calls
$923K
Puts
$5.03M
Net Calls
-$4.11M
Net Calls Change
-$2.67M

Top Buyers

1
Bank of America
Bank of America
North Carolina
$8.68M
2
PP
PagnatoKarp Partners
Virginia
$19.3M
3
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
$4.58M
4
LPL Financial
LPL Financial
California
$61.7M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$16.8M

Top Sellers

1
CWG
Cornerstone Wealth Group
North Carolina
$0
2
Morgan Stanley
Morgan Stanley
New York
$180M
3
MIAN
Mariner Independent Advisor Network
Kansas
$11.4M
4
TRCT
Tower Research Capital (TRC)
New York
$443K
5
PAG
Private Advisor Group
New Jersey
$4.98M
Name Holding Trade Value Shares
Change 		Shares
Change %
ECM
126
EagleClaw Capital Management
Massachusetts
$336K +$4.52K +90 +1%
CG
127
Caprock Group
Idaho
$328K -$272K -5,439 -45%
Principal Financial Group
128
Principal Financial Group
Iowa
$326K -$100 -2 -0%
SWMG
129
Signature Wealth Management Group
Georgia
$303K -$54.9K -1,098 -15%
IA
130
IFP Advisors
Florida
$291K -$331K -6,529 -53%
IAA
131
Independent Advisor Alliance
North Carolina
$291K +$291K +5,809 New
MS
132
Madden Securities
Texas
$287K +$287K +5,728 New
ACA
133
Aptus Capital Advisors
Alabama
$284K -$169K -3,380 -37%
RG
134
Rikoon Group
New Mexico
$282K – – –
RIA
135
Realta Investment Advisors
Delaware
$276K -$25.2K -500 -8%
FI
136
FormulaFolio Investments
Michigan
$269K +$269K +5,368 New
GIA
137
Gladstone Institutional Advisory
Florida
$265K -$16.6K -332 -6%
AI
138
Atria Investments
North Carolina
$262K -$75.3K -1,507 -22%
ACS
139
Archford Capital Strategies
Illinois
$248K +$248K +4,946 New
PSF
140
Pacific Sun Financial
California
$242K – – –
LFA
141
Lighthouse Financial Advisors
Maryland
$227K +$227K +4,539 New
Citadel Advisors
142
Citadel Advisors
Florida
$218K -$1.65M -32,904 -88%
IWC
143
Integrated Wealth Concepts
Massachusetts
$215K +$215K +4,287 New
AA
144
AlphaMark Advisors
Kentucky
$202K -$127K -2,527 -39%
EWA
145
EP Wealth Advisors
California
$201K -$40K -800 -17%
AF
146
Allworth Financial
California
$190K +$109K +2,181 +135%
ASN
147
Advisory Services Network
Georgia
$168K +$4.45K +89 +3%
BCM
148
Bourgeon Capital Management
Connecticut
$146K – – –
UBS Group
149
UBS Group
Switzerland
$133K -$15.3K -305 -10%
SFS
150
Sowell Financial Services
Arkansas
$119K -$2.15K -43 -2%
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